JK
J. Brian King
RESEARCH FINANCIAL STRATEGIES
BOGART, GA 30677
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CRD#: 4544538
JK
Professional summary
J. Brian King, who also goes by Brian King, J Brian King, James Brian King, is a registered financial advisor currently at RESEARCH FINANCIAL STRATEGIES located in Bogart, Georgia.
J. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. J. Brian has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian King | J Brian King | James Brian King
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 03/15/2011 - NON-VARIABLE INSURANCE / 15% OF TIME SPENT. 2. 7/2024 - 323 Consulting LLC , owner, college planning & insurance. Confer on selecting and paying for college, including financial aid. Not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view J. Brian King's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 13, 2011 - Present
RESEARCH FINANCIAL STRATEGIES
Office #1: 1340 Ferncreek Drive, Bogart, GA 30677RIA
CRD#: 153247
BOGART, GA
Past
July 31, 2006 - November 4, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
BOGART, GA
Past
July 28, 2006 - August 7, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
BOGART, GA
Past
May 17, 2004 - August 1, 2006
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
GREENVILLE, SC
Past
March 26, 2003 - August 1, 2006
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
GREENVILLE, SC
Past
March 26, 2003 - August 1, 2006
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
GREENVILLE, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
RESEARCH FINANCIAL STRATEGIES
APPLIED FINANCIAL WISDOM | WINSTON PAUL CAPITAL MANAGEMENT | WEALTH PLANNING CONCEPTS, LLC | TRUE PRIVATE WEALTH MANAGEMENT | THE LEGACY FOUNDATION, LLC | THE CAPITAL GROUP OF VIRGINIA | REUTEMANN FINANCIAL SOLUTIONS, INC. | RETIREMENT INVESTMENT STRATEGIES, LLC | RETIREMENT INVESTMENT STRATEGIES | RESEARCH FINANCIAL STRATEGIES | PEACE OF MIND WEALTH MANAGEMENT | P.A. FINANCIAL SERVICES CORPORATION | LANDIS FINANCIAL SERVICES | KEYARX CAPITAL ADVISORS | KEYARK CAPITAL ADVISORS | JC FINANCIAL | GOAR FINANCIAL SERVICES | FINANCIAL SECURITY GROUP
CRD#: 153247 / SEC#: 801-71400
RIA
Registered Investment Advisory firm - (5/3/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(12/13/2011)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
RF
RESEARCH FINANCIAL STRATEGIES
APPLIED FINANCIAL WISDOM | WINSTON PAUL CAPITAL MANAGEMENT | WEALTH PLANNING CONCEPTS, LLC | TRUE PRIVATE WEALTH MANAGEMENT | THE LEGACY FOUNDATION, LLC | THE CAPITAL GROUP OF VIRGINIA | REUTEMANN FINANCIAL SOLUTIONS, INC. | RETIREMENT INVESTMENT STRATEGIES, LLC | RETIREMENT INVESTMENT STRATEGIES | RESEARCH FINANCIAL STRATEGIES | PEACE OF MIND WEALTH MANAGEMENT | P.A. FINANCIAL SERVICES CORPORATION | LANDIS FINANCIAL SERVICES | KEYARX CAPITAL ADVISORS | KEYARK CAPITAL ADVISORS | JC FINANCIAL | GOAR FINANCIAL SERVICES | FINANCIAL SECURITY GROUP
CRD#: 153247 / SEC#: 801-71400
RIA
Registered Investment Advisory firm - (5/3/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2273 Research Blvd Suite 101, Rockville, MD 20850-3264
Mailing Address
Phone number
(301) 294-7500
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,365 |
| AUM (Assets Under Management) | $ 254,445,293 |
Red Flags
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Company Information
RESEARCH FINANCIAL STRATEGIES
CRD#: 153247Bogart, GA 30677TRUST BUT VERIFY
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