Rodney R. Schulz

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CRD#: 4544517

Professional summary

Rodney Ray Schulz, who also goes by Rod Schulz, was a registered financial advisor .

Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Rodney had worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rod Schulz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Instructor (as an independent consultant) for Oil & Gas Economics and Uncertainty Not directly investment related, but in teaching oil company professionals regarding Oil & Gas Economics and Uncertainty so that they can better evaluate their corporate oil & gas investment opportunities, efficiencies, uncertainties, etc. Started the endeavor in 2010. This position has averaged 16 hours per YEAR for the past several years, or 1.33 hours per month. I do not devote hours to it during trading hours on a regular or significant basis.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Ray Schulz's CRS (Customer Relationship Summary).

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 6, 2002 - March 31, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/23/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/5/2002

General Securities Representative Examination

Current Firm

SCHULZ FINANCIAL, LLC

CRD#: 126820 / SEC#: 801-62036

RIA

Registered Investment Advisory firm - (2/19/2004 Terminated)

Texas

Registered Investment Advisory firm - (1/25/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Houston, TX

Mailing Address

Phone number

(281) 705-9189

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	99
AUM (Assets Under Management)	$ 48,898,380

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rodney R. Schulz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Ray Schulz's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHULZ FINANCIAL, LLC

SCHULZ FINANCIAL, LLC

SCHULZ FINANCIAL, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/23/2002

Series 7

Date: 8/5/2002

Current Firm

SCHULZ FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCHULZ FINANCIAL, LLC

TRUST BUT VERIFY

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