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Scott Leon Dahle

CRD# 4544431·Registered 2005 - 2025
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Leon Dahle was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 2005 - 2025. Scott had worked at 3 firms and has passed the Series 66, Series 62, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

CAPLINK SECURITIES, INC·CRD# 130702
BD
Hermosa Beach, CA
March 11, 2013 - May 5, 2025
CAPSTONE GROUP LLC·CRD# 122911
RIA
San Diego, CA
July 31, 2008 - December 31, 2015
CAPSTONE INVESTMENTS·CRD# 41400
RIA
Palos Verdes Estates, CA
July 30, 2008 - February 19, 2013
CAPSTONE INVESTMENTS·CRD# 41400
BD
Palos Verdes Estates, CA
June 29, 2005 - February 19, 2013

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Current Firm

CS
CAPLINK SECURITIES, INC

CAPLINK SECURITIES, INC | CENTARA CAPITAL SECURITIES, INC.

CRD#: 130702 / SEC#: 8-66379
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

1230 Rosecrans Avenue Suite 300, Manhattan Beach, CA 90266

Mailing Address

1230 Rosecrans Avenue Suite 300, Manhattan Beach, CA 90266

Phone Number

(310) 952-0987

Established

California since 04/21/2003

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (25 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MIBU, SCOTT JIROPRESIDENT, CCO2272272
OSHIRO, MICHAEL HENRYCEO2271174
BARRETT, THOMAS JOSEPHFINOP2821759

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2007About the Series 66 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jan 2023

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2008About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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