Michael D. Borowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael David Borowski was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2002. Michael had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2021 - June 2, 2022
STONEGATE WEALTH MANAGEMENT, LLC
May 9, 2007 - May 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 9, 2007 - May 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 28, 2006 - November 6, 2008
TRAUST SOLLUS WEALTH MANAGEMENT, LLC
August 9, 2005 - November 7, 2007
SHAPIRO FINANCIAL SECURITY GROUP, INC.
October 15, 2002 - July 28, 2005
ACCESS WEALTH
July 9, 2002 - August 11, 2005
OSAIC WEALTH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STONEGATE WEALTH MANAGEMENT, LLC
CRD#: 121412 / SEC#: 801-63331
Contact information
Regulatory assets under management
| Total Number of Accounts | 72 |
| AUM (Assets Under Management) | $ 54,273,777 |
Red Flags
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