Christopher R. Virgilio

HALO INVESTMENT SERVICES

CHICAGO, IL 60606

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CRD#: 4544031

Professional summary

Christopher Robert Virgilio, who also goes by Chris VIrgilio, Christopher Robert Virgilio, is a registered financial advisor currently at HALO INVESTMENT SERVICES, LLC located in Chicago, Illinois and HALO SECURITIES, LLC located in Chicago, Illinois.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Virgilio | Christopher Robert Virgilio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HALO SECURITIES, LLC BROKER DEALER REGIONAL VICE PRESIDENT/REGISTERED REPRESENTATIVE SINCE 02/2023 INVESTMENT RELATED HALO INVESTMENT SERVICES, LLC INVESTMENT ADVISER INVESTMENT ADVISER REPRESENTATIVE SINCE 02/2024 INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Virgilio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2024 - Present

HALO INVESTMENT SERVICES, LLC

Office #1: 200 West Jackson Suite 1800, Chicago, IL 60606

RIA

CRD#: 325613

CHICAGO, IL

Current

February 23, 2023 - Present

HALO SECURITIES, LLC

Office #1: 200 West Jackson Suite 1800, Chicago, IL 60606

CRD#: 279029

Chicago, IL

Past

October 3, 2014 - February 17, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Chicago, IL

Past

September 17, 2014 - February 17, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Chicago, IL

Past

October 8, 2013 - August 13, 2014

D.A. DAVIDSON & CO.

CRD#: 199

CHICAGO, IL

Past

December 21, 2005 - October 18, 2013

AUSTIN ATLANTIC CAPITAL INC.

CRD#: 43981

CHICAGO, IL

Past

September 13, 2002 - September 25, 2003

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HALO INVESTMENT SERVICES, LLC

CRD#: 325613 / SEC#: 801-127670

RIA

Registered Investment Advisory firm - (5/4/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/15/2025)

Illinois
(2/23/2023)

IAR

Illinois
(2/14/2024)

Indiana
(1/15/2025)

Louisiana
(1/15/2025)

Michigan
(1/15/2025)

New Mexico
(1/15/2025)

Oklahoma
(1/15/2025)

Texas
(1/15/2025)

Wisconsin
(1/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/2/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/12/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HALO INVESTMENT SERVICES, LLC

CRD#: 325613 / SEC#: 801-127670

RIA

Registered Investment Advisory firm - (5/4/2023 Approved)

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Contact information

Main Address

1129 Northern Blvd. Suite 404, Manhasset, NY 11030

Mailing Address

Phone number

(312) 586-2790

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HALO INVESTMENT SERVICES ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 32,613,734

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher R. Virgilio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Virgilio's CRS (Customer Relationship Summary).

Certified licenses

Experience

HALO SECURITIES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

D.A. DAVIDSON & CO.

AUSTIN ATLANTIC CAPITAL INC.

DWS DISTRIBUTORS, INC.

Primary Firm SEC Registration

HALO INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2014

Series 63

Date: 2/2/2006

SIE

Date: 10/1/2018

Series 7

Date: 12/20/2005

Series 6

Date: 9/12/2002

FINRA

Current Firm

HALO INVESTMENT SERVICES, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HALO INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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