Todd M. Wangler
J. W. COLE ADVISORS
Naples, FL 34110
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CRD#: 4543651
Professional summary
Todd Matthew Wangler, CFP® is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Naples, Florida and J.W. COLE FINANCIAL, INC. located in Naples, Florida.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Todd has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Strada Properties LLC; Commercial Rental Property; Non-investment related; 9010 Strada Stell Court, Naples, FL 34109; President; collect rent; Start 7/2018; 1 hr/mo, 1 hr/mo during trading. (2) Strada Wealth Management, PLLC; DBA; Investment Related; 2180 Immokalee Road, Suite 209, Naples, FL 34110; Investment Advisory; Financial Advisor; Start 1/1/2021; 160 hr/mo, 160 hrs/mo during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Matthew Wangler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
August 9, 2021 - Present
J. W. COLE ADVISORS, INC.
Office #1: 2180 Immokalee Road Suite 209, Naples, FL 34110RIA
CRD#: 112294
Naples, FL
Current
August 4, 2021 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 2180 Immokalee Rd Suite 209, Naples, FL 34110BD
CRD#: 124583
Naples, FL
Past
July 21, 2020 - August 6, 2021
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
BONITA SPRINGS, FL
Past
July 17, 2020 - August 6, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
BONITA SPRINGS, FL
Past
March 26, 2014 - July 22, 2020
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
Bonita Springs, FL
Past
June 17, 2011 - July 22, 2020
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
Bonita Springs, FL
Past
January 20, 2009 - July 5, 2011
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
PENFIELD, NY
Past
March 24, 2005 - January 12, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Past
July 10, 2002 - March 3, 2005
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/21/2022)
RR
California(2/14/2023)
RR
Delaware(8/4/2021)
RR
Florida(8/4/2021)
IAR
Florida(8/9/2021)
RR
Georgia(8/4/2021)
RR
Kansas(8/4/2021)
RR
Maryland(8/4/2021)
RR
Massachusetts(8/4/2021)
RR
Michigan(5/6/2025)
RR
New Jersey(8/4/2021)
RR
New York(8/4/2021)
RR
North Carolina(8/12/2021)
RR
Ohio(8/4/2021)
RR
Pennsylvania(8/4/2021)
RR
South Carolina(10/18/2024)
RR
Tennessee(8/4/2021)
RR
Texas(9/21/2022)
IAR
Texas(10/21/2025)
RR
Vermont(8/4/2021)
RR
Virginia(8/4/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
