Kristin Grupas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristin Grupas, who also goes by Kristin Mcdougall Grupas, Kristin Diane Mcdougall, was a registered financial professional .
Kristin is a previously registered financial professional and started their career in finance in 2002. Kristin had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2018 - December 23, 2019
LARSON FINANCIAL SECURITIES, LLC
February 25, 2003 - December 7, 2017
SCOTTRADE, INC.
August 5, 2002 - October 14, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
July 19, 2002 - October 14, 2002
IDS LIFE INSURANCE COMPANY
July 19, 2002 - October 14, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LARSON FINANCIAL SECURITIES, LLC
CRD#: 152517 / SEC#: , 8-68456
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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