John R. Limpert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John R Limpert, who also goes by Reid Limpert, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2002. John had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2011 - April 11, 2017
SPARK ASSET MANAGEMENT GROUP
January 12, 2011 - February 7, 2011
STONEX SECURITIES INC.
December 2, 2009 - January 14, 2011
SYNERGY INVESTMENT GROUP, LLC
November 4, 2009 - January 14, 2011
SYNERGY INVESTMENT GROUP, LLC
September 4, 2008 - December 31, 2010
JBS LIBERTY SECURITIES, INC.
July 17, 2002 - July 10, 2008
EQUITABLE ADVISORS, LLC
July 8, 2002 - July 10, 2008
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPARK ASSET MANAGEMENT GROUP
CRD#: 132154 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 44 |
| AUM (Assets Under Management) | $ 8,780,471 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
