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BN

Brad Nassau

PROVABLE MARKETS LLC
NEW YORK, NY 10012
Some features on this profile are disabled
CRD#: 4543461
BN

Professional summary

Brad Nassau, who also goes by Bradley Adam Nassau, is a registered financial professional currently at PROVABLE MARKETS LLC located in New York, New York.

Brad is registered as a RR (Registered Representative) and started their career in finance in 2002. Brad has worked at 6 firms and has passed the SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bradley Adam Nassau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brad Nassau's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 11, 2024 - Present

PROVABLE MARKETS LLC

Office #1: 110 Greene Street Suite 9g, New York, NY 10012
BD
CRD#: 312003
NEW YORK, NY
Past

June 27, 2018 - September 25, 2024

FUSION PARTNERS GLOBAL LLC

BD
CRD#: 291875
NEW YORK, NY
Past

May 10, 2014 - July 5, 2016

BONWICK CAPITAL PARTNERS, LLC

BD
CRD#: 156469
NEW YORK, NY
Past

August 14, 2006 - May 31, 2012

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

May 11, 2004 - August 2, 2006

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

September 23, 2002 - April 26, 2004

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/20/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 9/11/2024
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/29/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PM
PROVABLE MARKETS LLC
PROVABLE MARKETS LLC

CRD#: 312003 / SEC#: , 8-70667

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
110 Greene Street Suite 9g, New York, NY 10012
Mailing Address
110 Greene Street Suite 9g, New York, NY 10012
Phone number
(646) 741-1248
Established
Delaware since 12/23/2020
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PROVABLE HOLDINGS US, INC.MEMBER
COHEN, MATTHEW RCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER4997520
NASSAU, BRADCHIEF COMPLIANCE OFFICER4543461
SCIANGULA, ROCCO DOMINICKFINOP / PFO / POO8017286

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROVABLE MARKETS LLC

CRD#: 312003New York, NY 10012

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