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Darcy Alexander Vernier

CRD# 454338·Registered 1972 - 1988
Previously Registered: Being a previously registered professional could mean that Darcy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darcy Alexander Vernier was a registered financial advisor. Darcy was a previously registered financial professional and started their career in finance 1972 - 1988. Darcy had worked at 9 firms and has passed the Series 7, Series 1 and Series 000 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

54 years in the financial services industry

Current & Past Employments

TRANSCO SECURITIES·CRD# 15966
BD
April 14, 1987 - March 29, 1988
LASALLE ST SECURITIES, L.L.C.·CRD# 7191
BD
March 18, 1985 - December 3, 1986
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
May 24, 1984 - December 20, 1984
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
December 16, 1981 - July 28, 1982
CONTISECURITIES, INC.·CRD# 6926
BD
November 6, 1979 - October 20, 1981
LOEB PARTNERS·CRD# 7534
BD
June 18, 1979 - November 22, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
February 15, 1974 - May 25, 1974
DUPONT WALSTON, INCORPORATED·CRD# 870
BD
July 2, 1973 - March 19, 1974
DUPONT GLORE FORGAN INC·CRD# 1000001
BD
November 8, 1972 - July 2, 1973

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Current Firm

TS
TRANSCO SECURITIES

TRANSCO SECURITIES | TRANSCONTINENTAL GROUP, INC. | TRANSCO SECURITIES, INC.

CRD#: 15966 / SEC#: 8-33035
BD
Expelled by FINRA on 10/26/1990

Contact Information

Established

Florida since 10/22/1984

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Apr 1979About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Nov 1972

Series 000 — General Securities Principal Examination

Passed Oct 1972

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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