Darcy A. Vernier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darcy Alexander Vernier was a registered financial professional .
Darcy is a previously registered financial professional and started their career in finance in 1972. Darcy had worked at 9 firms and has passed the Series 7, Series 1 and Series 000 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 1987 - March 29, 1988
TRANSCO SECURITIES
March 18, 1985 - December 3, 1986
LASALLE ST SECURITIES, L.L.C.
May 24, 1984 - December 20, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
December 16, 1981 - July 28, 1982
PRUDENTIAL EQUITY GROUP, LLC
November 6, 1979 - October 20, 1981
CONTISECURITIES, INC.
June 18, 1979 - November 22, 1979
LOEB PARTNERS
February 15, 1974 - May 25, 1974
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
July 2, 1973 - March 19, 1974
DUPONT WALSTON, INCORPORATED
November 8, 1972 - July 2, 1973
DUPONT GLORE FORGAN INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/2/1972
Registered Representative ExaminationSeries 000
Date: 10/20/1972
General Securities Principal ExaminationCurrent Firm
TRANSCO SECURITIES
CRD#: 15966 / SEC#: , 8-33035
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
