Timothy P. Dunham Jr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Philip Dunham Jr, who also goes by Tim Dunham, Timothy Philip Dunham Jr., Timothy Philip Dunham, Timothy Philip Dunham Jr., was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2002. Timothy had worked at 7 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2017 - September 13, 2018
BTIG, LLC
March 2, 2016 - July 12, 2017
AUERBACH GRAYSON & COMPANY LLC
July 2, 2012 - February 24, 2016
VIRTU AMERICAS LLC
April 5, 2007 - May 8, 2008
KNIGHT CAPITAL MARKETS LLC
February 21, 2007 - April 5, 2007
DE ROUTE
November 23, 2005 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
July 10, 2003 - August 11, 2003
G&L PARTNERS, LLC
January 6, 2003 - February 19, 2003
G&L PARTNERS, LLC
May 30, 2002 - September 10, 2002
G&L PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/13/2006
Limited Representative-Equity Trader ExamCurrent Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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