Jason T. Royer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Todd Royer was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2002. Jason had worked at 3 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2011 - October 3, 2012
HOWE BARNES HOEFER & ARNETT, INC.
February 23, 2004 - October 3, 2012
RAYMOND JAMES & ASSOCIATES, INC.
July 3, 2002 - February 17, 2004
STRONG INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOWE BARNES HOEFER & ARNETT, INC.
CRD#: 2240 / SEC#: , 8-13657
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | SOLE OWNER | |
| COUGHLIN, DANIEL EDMUND | DIRECTOR | 2419252 |
| FOLIAS, DEAN ALLAN | CHIEF COMPLIANCE OFFICER | 3128644 |
| FRANZ, RICHARD BONAFIELD II | CFO/TREASURER | 1402348 |
| TREMAINE, THOMAS ROBERT | DIRECTOR | 1524109 |
| TROCIN, JEFFREY EDWARD | CHIEF EXECUTIVE OFFICER & DIRECTOR | 1547237 |
| ZANK, DENNIS WILLIAM | DIRECTOR | 871971 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
