Peter T. Cann
Professional summary
Peter Taylor Cann is a registered financial professional currently at KEMA PARTNERS LLC located in Mill Valley, California.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2002. Peter has worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Taylor Cann's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2015 - Present
KEMA PARTNERS LLC
Office #1: 309 Laverne Ave., Mill Valley, CA 94941May 10, 2004 - June 20, 2014
BARCLAYS CAPITAL INC.
July 11, 2003 - May 11, 2004
HSBC SECURITIES (USA) INC.
July 1, 2002 - June 26, 2003
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2015)
(7/17/2018)
(5/21/2015)
Exams
FINRA
Current Firm
KEMA PARTNERS LLC
CRD#: 143752 / SEC#: , 8-67600
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANN, HOWARD WHEELER III | MANAGING PARTNER, CFO, FINOP | |
| CANN, PETER TAYLOR | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 4543062 |
| CANN, MICHAEL GRANT | PARTNER |
Red Flags
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Company Information
KEMA PARTNERS LLC
CRD#: 143752Mill Valley, CA 94941TRUST BUT VERIFY
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