Steven J. Abbiuso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven J Abbiuso, who also goes by Steven Joseph Abbiuso, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2002. Steven had worked at 8 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2015 - May 4, 2021
EATON VANCE MANAGEMENT
January 2, 2015 - May 4, 2021
EATON VANCE DISTRIBUTORS, INC.
September 30, 2013 - February 28, 2014
SENTINEL PENSION ADVISORS, LLC.
September 23, 2013 - February 28, 2014
SENTINEL SECURITIES, LLC.
July 10, 2013 - August 19, 2013
PURSHE KAPLAN STERLING INVESTMENTS
March 19, 2012 - July 1, 2013
DETWILER FENTON WEALTH MANAGEMENT INC
October 20, 2011 - June 21, 2013
DETWILER FENTON & CO.
July 23, 2002 - October 11, 2011
WFS, LLC
Primary Firm SEC Registration
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/4/2022
General Securities Representative ExaminationCurrent Firm
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,053 |
| AUM (Assets Under Management) | $ 84,879,368,900 |
Red Flags
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