AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
BO

Brent Perry Oncale

CRD# 4542908·Registered 2002 - 2005
Previously Registered: Being a previously registered professional could mean that Brent is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brent Perry Oncale, who also goes by Brent Perry Onacle, was a registered financial advisor. Brent was a previously registered financial advisor and started their career in finance 2002 - 2005. Brent had worked at 7 firms and has passed the Series 66 and Series 7 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brent Perry Onacle

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Years of Experience

24 years in the financial services industry

Current & Past Employments

SIGNAL SECURITIES, INC.·CRD# 15916
BD
Fort Worth, TX
February 22, 2005 - September 1, 2005
CAPITAL ONE INVESTMENTS, LLC·CRD# 17526
BD
New Orleans, LA
July 23, 2004 - November 15, 2004
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
Houston, TX
October 3, 2003 - July 30, 2004
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
San Francisco, CA
October 3, 2003 - July 30, 2004
E*TRADE ADVISORY SERVICES, INC.·CRD# 111178
RIA
Pearland, TX
February 20, 2003 - June 11, 2003
E*TRADE SECURITIES LLC·CRD# 29106
BD
Jersey City, NJ
February 20, 2003 - June 11, 2003
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Houston, TX
August 7, 2002 - March 5, 2003
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
July 24, 2002 - March 5, 2003
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
July 24, 2002 - March 5, 2003

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Current Firm

SS
SIGNAL SECURITIES, INC.

SIGNAL SECURITIES, INC.

CRD#: 15916 / SEC#: 801-63630, 8-32948
RIA
Registered Investment Advisory firm - SEC (11/4/2004 Approved)
Arizona
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)
California
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)
Colorado
Registered Investment Advisory firm - SEC (12/12/2001 Cancelled)
Louisiana
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)
Michigan
Registered Investment Advisory firm - SEC (12/15/2004 Terminated)
Missouri
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)
Texas
Registered Investment Advisory firm - SEC (9/16/2005 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

700 Throckmorton Street, Fort Worth, TX 76102

Mailing Address

700 Throckmorton Street, Fort Worth, TX 76102-5036

Phone Number

(817) 877-4256

Established

Texas since 09/24/1984

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

35

SEC notice filing (15 States and Territories)

Registered to provide investment advisory services in 15 US states and territories.

FINRA licenses (45 States and Territories)

Registered to provide investment advisory services in 15 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

SIGNAL ADV BROCHURE 2025 (3/2/2026)

Direct owners and executive officers

NamePositionCRD#
SINGLETON, IVAN JERRYEXE CHRM, TREAS, DIR: JOINTLY OWNED W/CARLA WRIGHT1249354
WRIGHT, CARLA BETHDIR, CORP SEC: JOINTLY OWNED WITH JERRY SINGLETON1888192
SNOW, CHRISTOPHER RICHARDCEO, ROSFP, DIR, MSP, CCO2790759
MENGIS, JANET LEECFO—

Regulatory Assets Under Management

Total Number of Accounts

1,920

AUM (Assets Under Management)

$679,084,856

Disclosures

Regulatory Event

3

Arbitration

2

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SIGNAL SECURITIES, INC.

SIGNAL SECURITIES, INC.

CRD#: 15916 / SEC#: 801-63630, 8-32948
RIA
Registered Investment Advisory firm - SEC (11/4/2004 Approved)
Arizona
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)
California
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)
Colorado
Registered Investment Advisory firm - SEC (12/12/2001 Cancelled)
Louisiana
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)
Michigan
Registered Investment Advisory firm - SEC (12/15/2004 Terminated)
Missouri
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)
Texas
Registered Investment Advisory firm - SEC (9/16/2005 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2002About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Jul 2002About the Series 7 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
BO
Follow Brent
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required