John P. Chernack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Peter Chernack was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2003. John had worked at 1 firm and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2006 - November 13, 2006
GRANTA CAPITAL GROUP LLC
April 4, 2003 - April 22, 2004
GRANTA CAPITAL GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRANTA CAPITAL GROUP LLC
CRD#: 114657 / SEC#: , 8-53430
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SKY CAPITAL HOLDINGS LTD. | HOLDING COMPANY | |
| BOLOGNA, STEPHEN JOHN | HEAD EQUITIES TRADER | 2571478 |
| DUFFY, FRANCIS THOMAS | SROP/CROP/FINOP/CHIEF FINANCIAL OFFICER | 500206 |
| GOSS, ROBERT LEWIS | CHIEF COMPLIANCE OFFICER | 226258 |
| SHEA, STEPHEN WILLIAM | CHIEF OPERATING OFFICER | 2884781 |
| SHEA, STEPHEN WILLIAM | ACTING INTERIM PRESIDENT | 2884781 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
