Joseph K. Bledsoe

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CRD#: 4542635

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Keenan Bledsoe III, CFP®, who also goes by Joseph Keenan Bledsoe III III, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 2000. Joseph had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joseph Keenan Bledsoe Iii Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

March 6, 2008 - January 23, 2023

BLEDSOE ASSET MANAGEMENT, LLC

RIA

CRD#: 145943

Vista, CA

Past

March 14, 2006 - January 16, 2008

CETERA ADVISORS LLC

RIA

CRD#: 10299

PHOENIX, AZ

Past

February 28, 2006 - January 16, 2008

CETERA ADVISORS LLC

CRD#: 10299

PHOENIX, AZ

Past

June 3, 2004 - March 1, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

SCOTTSDALE, AZ

Past

August 15, 2000 - April 7, 2004

BLEDSOE FINANCIAL PLANNING LLC

RIA

CRD#: 114143

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLEDSOE ASSET MANAGEMENT, LLC

CRD#: 145943 / SEC#: 801-121349

RIA

Registered Investment Advisory firm - (5/28/2021 Approved)

Arizona

Registered Investment Advisory firm - (6/2/2021 Terminated)

California

Registered Investment Advisory firm - (6/17/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (12/31/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/2/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/8/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 10/18/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/31/2000

General Securities Representative Examination

Current Firm

BLEDSOE ASSET MANAGEMENT, LLC

CRD#: 145943 / SEC#: 801-121349

RIA

Registered Investment Advisory firm - (5/28/2021 Approved)

Arizona

Registered Investment Advisory firm - (6/2/2021 Terminated)

California

Registered Investment Advisory firm - (6/17/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (12/31/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/2/2021 Terminated)

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Contact information

Main Address

1500 E. Bethany Home Rd. Suite 100, Phoenix, AZ 85014

Mailing Address

Phone number

(602) 595-2324

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLEDSOE ASSET MANAGEMENT, LLC (2/11/2025)

Regulatory assets under management

Total Number of Accounts	666
AUM (Assets Under Management)	$ 170,284,734

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph K. Bledsoe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BLEDSOE ASSET MANAGEMENT, LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

MORGAN STANLEY DW INC.

BLEDSOE FINANCIAL PLANNING LLC

Primary Firm SEC Registration

BLEDSOE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/8/2004

Series 31

Date: 10/18/2004

Series 7

Date: 1/31/2000

Current Firm

BLEDSOE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLEDSOE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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