David H. James

ROBERT HARRELL

Austin, TX 78731

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CRD#: 4542486

Professional summary

David Harris James, who also goes by David H James, is a registered financial advisor currently at ROBERT HARRELL, INCORPORATED located in Austin, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David H James

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Harris James's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2010 - Present

ROBERT HARRELL, INCORPORATED

Office #1: 8310 N. Capital Of Texas Highway Building 1, Suite 320, Austin, TX 78731

RIA

CRD#: 106191

Austin, TX

Past

January 11, 2010 - September 3, 2010

CACH CAPITAL MANAGEMENT, LLC

RIA

CRD#: 142435

AUSTIN, TX

Past

May 19, 2004 - May 6, 2010

MARTIN CAPITAL ADVISORS, LLP

RIA

CRD#: 108529

AUSTIN, TX

Past

March 6, 2001 - April 30, 2004

CAPITAL CITIES ASSET MANAGEMENT INC

RIA

CRD#: 106287

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERT HARRELL, INCORPORATED

HARRELL ROBERT INCORPORATED | ROBERT HARRELL, INCORPORATED | ROBERT HARRELL INCORPORATED

CRD#: 106191 / SEC#: 801-40048

RIA

Registered Investment Advisory firm - (10/28/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/14/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2001

Uniform Investment Adviser Law Examination

Current Firm

ROBERT HARRELL, INCORPORATED

HARRELL ROBERT INCORPORATED | ROBERT HARRELL, INCORPORATED | ROBERT HARRELL INCORPORATED

CRD#: 106191 / SEC#: 801-40048

RIA

Registered Investment Advisory firm - (10/28/1991 Approved)

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Contact information

Main Address

8310 N. Capital Of Texas Highway Building 1, Suite 320, Austin, TX 78731

Mailing Address

Phone number

(512) 795-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 958,916,294

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David H. James

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Harris James's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERT HARRELL, INCORPORATED

CACH CAPITAL MANAGEMENT, LLC

MARTIN CAPITAL ADVISORS, LLP

CAPITAL CITIES ASSET MANAGEMENT INC

Primary Firm SEC Registration

ROBERT HARRELL, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2001

Current Firm

ROBERT HARRELL, INCORPORATED

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERT HARRELL, INCORPORATED

TRUST BUT VERIFY

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