Theodore B. Verdon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Benson Verdon, who also goes by Ted Verdon, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1970. Theodore had worked at 11 firms and has passed the Series 63, PC, Series 000 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2007 - December 31, 2011
VOYA FINANCIAL ADVISORS, INC.
June 2, 1999 - August 6, 2007
SECURITIES AMERICA, INC.
September 24, 1997 - May 27, 1999
AMERICAN INVESTMENT SERVICES, INC.
October 21, 1980 - October 3, 1997
PRUDENTIAL EQUITY GROUP, LLC
June 25, 1979 - November 21, 1980
LEHMAN BROTHERS INC.
January 18, 1978 - June 25, 1979
LOEB PARTNERS
January 4, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
October 6, 1975 - January 4, 1977
LOEB, RHOADES & CO. INC.
November 14, 1972 - November 15, 1975
EDWARDS & HANLY
April 4, 1972 - December 21, 1972
E. F. HUTTON & COMPANY INC
December 11, 1970 - April 5, 1972
MING VERDON & CO INC
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/7/1977
AMEX Put and Call ExamSeries 000
Date: 3/11/1966
General Securities Principal ExaminationSeries 00
Date: 7/30/1970
General Securities Principal ExaminationCurrent Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
