May H. Miao

TREND TRADE PRO

Pasadena, CA 91105

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CRD#: 4542381

Professional summary

May Hongying Miao, who also goes by Hong Ying Miao, May H. Miao, May Miao, Hongying M. Tsang, is a registered financial advisor currently at TREND TRADE PRO, LLC located in Pasadena, California.

May is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. May has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hong Ying Miao | May H. Miao | May Miao | Hongying M. Tsang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

independent licensed insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view May Hongying Miao's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2023 - Present

TREND TRADE PRO, LLC

Office #1: 155 S. Fair Oaks Ave. Suite 1028, Pasadena, CA 91105

RIA

CRD#: 328383

Pasadena, CA

Past

May 5, 2015 - November 2, 2023

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

Pasadena, CA

Past

May 4, 2015 - November 2, 2023

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Pasadena, CA

Past

December 22, 2014 - May 15, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PASADENA, CA

Past

December 19, 2014 - May 15, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PASADENA, CA

Past

October 1, 2012 - December 19, 2014

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

ARCADIA, CA

Past

October 1, 2012 - December 19, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

ARCADIA, CA

Past

April 7, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

ARCADIA, CA

Past

April 5, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

ARCADIA, CA

Past

January 26, 2010 - April 6, 2010

FORTUNE SECURITIES, INC.

CRD#: 40821

ALHAMBRA, CA

Past

April 29, 2005 - February 13, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PASADENA, CA

Past

April 29, 2005 - February 13, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PASADENA, CA

Past

March 7, 2005 - May 13, 2005

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

October 3, 2002 - September 28, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

CITY OF INDUSTRY, CA

Past

August 29, 2002 - September 28, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

July 2, 2002 - September 26, 2002

CORE PACIFIC SECURITIES USA LLC

CRD#: 44442

COVINA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TREND TRADE PRO, LLC

TREND TRADE PRO LLC | TREND TRADE PRO, LLC

CRD#: 328383 / SEC#: 801-131644

RIA

Registered Investment Advisory firm - (12/18/2024 Approved)

California

Registered Investment Advisory firm - (1/23/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/2002

General Securities Representative Examination

Current Firm

TREND TRADE PRO, LLC

TREND TRADE PRO LLC | TREND TRADE PRO, LLC

CRD#: 328383 / SEC#: 801-131644

RIA

Registered Investment Advisory firm - (12/18/2024 Approved)

California

Registered Investment Advisory firm - (1/23/2025 Terminated)

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Contact information

Main Address

155 S. Fair Oaks Ave. Suite 1028, Pasadena, CA 91105

Mailing Address

Phone number

(626) 234-8999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- TREND TRADE PRO, LLC (7/17/2025)

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 191,023,358

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

May H. Miao

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view May Hongying Miao's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

FORTUNE SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HSBC SECURITIES (USA) INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CORE PACIFIC SECURITIES USA LLC

Primary Firm SEC Registration

TREND TRADE PRO, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2002

SIE

Date: 10/1/2018

Series 7

Date: 7/1/2002

Current Firm

TREND TRADE PRO, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TREND TRADE PRO, LLC

TRUST BUT VERIFY

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