Craig S. Townsend

RED HILLS CAPITAL

Tallahassee, FL 32303

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CRD#: 4542172

Professional summary

Craig Stephen Townsend JR is a registered financial advisor currently at RED HILLS CAPITAL, LLC located in Tallahassee, Florida and SHEARSON FINANCIAL SERVICES, LLC located in Tallahasee, Florida.

Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Craig has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I've become an Investment Advisor Representative @ Red Hills Capital. As needed, during business hours. Mortgage Broker through Future Financial LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Stephen Townsend JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2017 - Present

RED HILLS CAPITAL, LLC

Office #1: 221 Delta Court, Ste. 2, Tallahassee, FL 32303

RIA

CRD#: 126009

Tallahassee, FL

Current

September 3, 2009 - Present

SHEARSON FINANCIAL SERVICES, LLC

Office #1: 221 Delta Court 2, Tallahasee, FL 32303

RIA

CRD#: 38619

Tallahasee, FL

Past

May 31, 2007 - August 25, 2008

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

TALLAHASSEE, FL

Past

May 14, 2007 - August 25, 2008

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

TALLAHASSEE, FL

Past

July 3, 2003 - May 18, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PONTE VEDRA BEACH, FL

Past

June 25, 2003 - May 18, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 9, 2002 - June 24, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

JACKSONVILLE, FL

Past

August 2, 2002 - June 24, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(1/10/2022)

Florida
(9/3/2009)

IAR

Florida
(12/20/2017)

Georgia
(9/15/2009)

South Carolina
(6/20/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/25/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/24/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/1/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RED HILLS CAPITAL, LLC

RED HILLS CAPITAL, LLC | RED HILLS CAPITAL,LLC

CRD#: 126009 / SEC#:

Florida

Registered Investment Advisory firm - (8/13/2001 Approved)

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Contact information

Main Address

221 Delta Court, Ste. 2, Tallahassee, FL 32303

Mailing Address

Phone number

(850) 425-1110

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 42,888,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Craig S. Townsend

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Stephen Townsend JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHEARSON FINANCIAL SERVICES, LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2017

Series 63

Date: 3/25/2011

SIE

Date: 10/1/2018

Series 31

Date: 10/24/2002

Series 7

Date: 8/1/2002

FINRA

Current Firm

RED HILLS CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RED HILLS CAPITAL, LLC

TRUST BUT VERIFY

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