Matthew J. Carter

IRONWOOD INVESTMENT COUNSEL

SCOTTSDALE, AZ 85250

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CRD#: 4541900

Professional summary

Matthew Jefferson Carter, CFP®, who also goes by Matt Carter, is a registered financial advisor currently at IRONWOOD INVESTMENT COUNSEL, LLC located in Scottsdale, Arizona.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Matthew has worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Carter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Jefferson Carter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

June 16, 2005 - Present

IRONWOOD INVESTMENT COUNSEL, LLC

Office #1: 6263 N. Scottsdale Road Suite 200, Scottsdale, AZ 85250

RIA

CRD#: 110623

SCOTTSDALE, AZ

Past

May 28, 2003 - May 9, 2005

INLIGN FINANCIAL, LLC

CRD#: 124576

PHOENIX, AZ

Past

August 5, 2002 - May 9, 2005

INLIGN ADVISERS, LLC

RIA

CRD#: 120747

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IRONWOOD INVESTMENT COUNSEL, LLC

ALSTON & SHIFFRA CAPITAL MANAGEMENT, LLC | IRONWOOD INVESTMENT COUNSEL, LLC

CRD#: 110623 / SEC#: 801-60073

RIA

Registered Investment Advisory firm - (3/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/16/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/11/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/2/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 2/10/2003

General Securities Representative Examination

Current Firm

IRONWOOD INVESTMENT COUNSEL, LLC

ALSTON & SHIFFRA CAPITAL MANAGEMENT, LLC | IRONWOOD INVESTMENT COUNSEL, LLC

CRD#: 110623 / SEC#: 801-60073

RIA

Registered Investment Advisory firm - (3/6/2001 Approved)

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Contact information

Main Address

6263 N. Scottsdale Road Suite 200, Scottsdale, AZ 85250

Mailing Address

Phone number

(480) 609-4700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	2,349
AUM (Assets Under Management)	$ 1,511,170,253

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew J. Carter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Jefferson Carter's CRS (Customer Relationship Summary).

Certified licenses

Experience

IRONWOOD INVESTMENT COUNSEL, LLC

INLIGN FINANCIAL, LLC

INLIGN ADVISERS, LLC

Primary Firm SEC Registration

IRONWOOD INVESTMENT COUNSEL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/11/2003

Series 65

Date: 8/2/2002

Series 7

Date: 2/10/2003

Current Firm

IRONWOOD INVESTMENT COUNSEL, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IRONWOOD INVESTMENT COUNSEL, LLC

TRUST BUT VERIFY

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