Daniel M. Betzel

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CRD#: 4541719

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Martin Betzel, who also goes by Martin Betzel Dan, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 2002. Daniel had worked at 8 firms and has passed the Series 63, Series 66, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Martin Betzel Dan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VIP KIDS; Non-investment related ENGLISH TUTOR, started 01/2018; 0 hours during trading hours DANIEL BETZEL; Non- investment related TEACHER/TUTOR, HEBREW TEACHER/HEBREW TUTOR/TORAH READER 1997, 18,0; DANIEL BETZEL INVESTMENT RELATED, COLUMBUS, OH 43219,LIFE INS & LONG TERM CARE SALES, AGENT, 1997, 15,5; Daniel Betzel; non-investment related; Columbus OH; Rabbi; started 07//2017; 0 hours during trading hours

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 9, 2015 - September 2, 2015

ESSENTIAL FINANCIAL PLANNING, INC.

RIA

CRD#: 168747

WARREN, OH

Past

November 15, 2013 - April 28, 2023

BETZEL WEALTH ADVISORS, LLC

RIA

CRD#: 169674

GAHANNA, OH

Past

January 30, 2013 - October 31, 2013

SICOR SECURITIES INC

RIA

CRD#: 16195

PICKERINGTON, OH

Past

January 2, 2013 - November 14, 2013

SIGNATURE INVESTMENTS, INC.

RIA

CRD#: 113443

DAYTON, OH

Past

August 9, 2012 - December 31, 2012

SICOR SECURITIES INC

RIA

CRD#: 16195

PICKERINGTON, OH

Past

August 9, 2012 - October 31, 2013

SICOR SECURITIES INC

CRD#: 16195

DAYTON, OH

Past

August 10, 2009 - August 9, 2012

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

COLUMBUS, OH

Past

August 10, 2009 - August 9, 2012

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

COLUMBUS, OH

Past

June 14, 2005 - August 7, 2009

CETERA ADVISORS LLC

RIA

CRD#: 10299

REYNOLDSBURG, OH

Past

April 1, 2005 - August 7, 2009

CETERA ADVISORS LLC

CRD#: 10299

REYNOLDSBURG, OH

Past

February 19, 2004 - March 11, 2005

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

July 10, 2002 - February 18, 2004

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 2/16/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/6/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/9/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/9/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ESSENTIAL FINANCIAL PLANNING, INC.

ALPERN, JACK N | ESSENTIAL FINANCIAL PLANNING, INC.

CRD#: 168747 / SEC#:

Ohio

Registered Investment Advisory firm - (11/14/2025 Termination Requested)

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Contact information

Main Address

Aurora, OH

Mailing Address

Phone number

(330) 995-0506

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel M. Betzel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BETZEL WEALTH ADVISORS, LLC

SICOR SECURITIES INC

SIGNATURE INVESTMENTS, INC.

SICOR SECURITIES INC

SICOR SECURITIES INC

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

CETERA ADVISORS LLC

CETERA ADVISORS LLC

PFS INVESTMENTS INC.

HIMCO DISTRIBUTION SERVICES COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 2/16/2012

Series 66

Date: 6/6/2005

Series 7

Date: 5/9/2005

Series 6

Date: 7/9/2002

Current Firm

ESSENTIAL FINANCIAL PLANNING, INC.

Contact information

Documents

Red Flags

Company Information

ESSENTIAL FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

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