Glen J. Martin

HORIZONS WEALTH MANAGEMENT

Asheville, NC 28801

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CRD#: 4541684

Professional summary

Glen Joel Martin, CFP® is a registered financial advisor currently at HORIZONS WEALTH MANAGEMENT located in Asheville, North Carolina.

Glen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Glen has worked at 2 firms and has passed the Series 66 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glen Joel Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

March 18, 2011 - Present

HORIZONS WEALTH MANAGEMENT

Office #1: 82 Patton Ave. Suite 206, Asheville, NC 28801

RIA

CRD#: 127457

Asheville, NC

Past

October 1, 1999 - March 26, 2004

KENNETH FRENKE & CO

RIA

CRD#: 109352

ARDEN, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HORIZONS WEALTH MANAGEMENT

HORIZONS WEALTH MANAGEMENT | MARTIN, GLEN J. | HORIZONS WEALTH MANAGEMENT, INC.

CRD#: 127457 / SEC#: 801-116722

RIA

Registered Investment Advisory firm - (6/3/2019 Approved)

North Carolina

Registered Investment Advisory firm - (6/17/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (6/13/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/18/2011)

IAR

South Carolina
(3/22/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/9/1999

Uniform Combined State Law Examination

Current Firm

HORIZONS WEALTH MANAGEMENT

HORIZONS WEALTH MANAGEMENT | MARTIN, GLEN J. | HORIZONS WEALTH MANAGEMENT, INC.

CRD#: 127457 / SEC#: 801-116722

RIA

Registered Investment Advisory firm - (6/3/2019 Approved)

North Carolina

Registered Investment Advisory firm - (6/17/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (6/13/2019 Terminated)

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Contact information

Main Address

82 Patton Ave. Suite 206, Asheville, NC 28801

Mailing Address

Phone number

(828) 337-9395

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/27/2025)

Regulatory assets under management

Total Number of Accounts	613
AUM (Assets Under Management)	$ 219,485,698

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/05/2025	Cover Page	Report
02/06/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Glen J. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glen Joel Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORIZONS WEALTH MANAGEMENT

KENNETH FRENKE & CO

Primary Firm SEC Registration

HORIZONS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 8/9/1999

Current Firm

HORIZONS WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HORIZONS WEALTH MANAGEMENT

TRUST BUT VERIFY

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