Patrick B. Mccoy

MAIN STREET FINANCIAL ADVISORY LLC

West Newbury, MA 01985

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CRD#: 4541635

Professional summary

Patrick Brookman Mccoy, who also goes by Patrick B Mccoy, is a registered financial advisor currently at MAIN STREET FINANCIAL ADVISORY LLC located in West Newbury, Massachusetts.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Patrick has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick B Mccoy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Integrum, LLC - not investment related - Andover, MA - Osseointegration prostheses - Implant System Ambassador - 02/2024 - 2 - 0 - answer questions for candidates of implant procedures and represent Integrum with the public.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Brookman Mccoy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2020 - Present

MAIN STREET FINANCIAL ADVISORY LLC

Office #1: 291 Main Street, West Newbury, MA 01985

RIA

CRD#: 308095

West Newbury, MA

Past

January 18, 2017 - February 25, 2020

THE FINANCIAL ADVISORS, LLC

RIA

CRD#: 146680

Andover, MA

Past

January 1, 2001 - November 4, 2016

LOWELL BLAKE & ASSOCIATES INC.

RIA

CRD#: 105127

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/28/2020)

IAR

New Hampshire
(4/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/2000

Uniform Investment Adviser Law Examination

Current Firm

MAIN STREET FINANCIAL ADVISORY LLC

MAIN STREET FINANCIAL ADVISORY LLC | MAIN STREET FINANCIAL ADVISORY, LLC

CRD#: 308095 / SEC#:

Massachusetts

Registered Investment Advisory firm - (5/28/2020 Approved)

New Hampshire

Registered Investment Advisory firm - (3/31/2022 Approved)

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Contact information

Main Address

291 Main Street, West Newbury, MA 01985

Mailing Address

Phone number

(617) 797-4916

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 26,938,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick B. Mccoy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Brookman Mccoy's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAIN STREET FINANCIAL ADVISORY LLC

THE FINANCIAL ADVISORS, LLC

LOWELL BLAKE & ASSOCIATES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/2000

Current Firm

MAIN STREET FINANCIAL ADVISORY LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MAIN STREET FINANCIAL ADVISORY LLC

TRUST BUT VERIFY

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