SB
Scott A. Blakeman
CHARDAN CAPITAL MARKETS LLC
East Meadow, NY
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CRD#: 4541561
SB
Professional summary
Scott Adam Blakeman is a registered financial professional currently at CHARDAN CAPITAL MARKETS LLC located in East Meadow, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2002. Scott has worked at 1 firm and has passed the Series 63, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott Adam Blakeman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2002 - Present
CHARDAN CAPITAL MARKETS LLC
BD
CRD#: 120128
East Meadow, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/3/2019)
RR
Alaska(10/3/2019)
RR
Arizona(10/3/2019)
RR
Arkansas(10/3/2019)
RR
California(10/3/2019)
RR
Colorado(10/3/2019)
RR
Connecticut(10/3/2019)
RR
Delaware(10/3/2019)
RR
District of Columbia(10/3/2019)
RR
Florida(10/3/2019)
RR
Georgia(10/3/2019)
RR
Hawaii(10/3/2019)
RR
Idaho(10/3/2019)
RR
Illinois(10/3/2019)
RR
Indiana(10/3/2019)
RR
Iowa(10/3/2019)
RR
Kentucky(10/3/2019)
RR
Maryland(10/3/2019)
RR
Massachusetts(10/3/2019)
RR
Michigan(10/3/2019)
RR
Minnesota(10/3/2019)
RR
Nevada(10/3/2019)
RR
New Hampshire(10/3/2019)
RR
New Jersey(10/3/2019)
RR
New York(8/31/2019)
RR
North Carolina(10/3/2019)
RR
North Dakota(10/3/2019)
RR
Ohio(10/3/2019)
RR
Oklahoma(10/3/2019)
RR
Oregon(10/3/2019)
RR
Pennsylvania(10/3/2019)
RR
Puerto Rico(10/3/2019)
RR
Rhode Island(10/3/2019)
RR
South Carolina(10/3/2019)
RR
Texas(10/3/2019)
RR
Utah(10/3/2019)
RR
Vermont(10/3/2019)
RR
Virginia(10/3/2019)
RR
Washington(10/3/2019)
RR
Wisconsin(10/3/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 5/15/2021
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 7/15/2002
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
CC
CHARDAN CAPITAL MARKETS LLC
CHARDAN | THE GRAMERCY GROUP, LLC | CHARDAN CAPITAL MARKETS LLC | CHARDAN CAPITAL MARKETS
CRD#: 120128 / SEC#: , 8-65277
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1 Pennsylvania Plaza Suite 4800, New York, NY 10119
Mailing Address
1 Pennsylvania Plaza Suite 4800, New York, NY 10119
Phone number
(646) 465-9000
Established
New York since 03/05/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (40 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHARDAN SECURITIES, LLC | MEMBER | |
| GROSSMAN, JONAS SVEN MAGNUS | PRESIDENT | 3186901 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL OPERATIONS CFFICER | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL FINANCIAL OFFICER | 5106774 |
| SOUTHWICK, DWIGHT CHRISTIAN | CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER | 1353036 |
| URBACH, STEVEN AARON | CEO | 4137317 |
Disclosures
| Regulatory Event | 14 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
