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WD

Warren D. Drimer

OPENDEAL BROKER
New York, NY 10010
Some features on this profile are disabled
CRD#: 4541433
WD

Professional summary

Warren Drew Drimer is a registered financial professional currently at OPENDEAL BROKER LLC located in New York, New York.

Warren is registered as a RR (Registered Representative) and started their career in finance in 2011. Warren has worked at 9 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 27 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Warren Drew Drimer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 17, 2025 - Present

OPENDEAL BROKER LLC

Office #1: 149 5th Avenue 10th Fl, New York, NY 10010
BD
CRD#: 291387
New York, NY
Past

July 2, 2024 - October 3, 2025

MOOMOO FINANCIAL INC.

BD
CRD#: 283078
JERSEY CITY, NJ
Past

July 2, 2024 - October 3, 2025

FUTU CLEARING INC

BD
CRD#: 298769
Jersey City, NJ
Past

June 28, 2023 - August 17, 2023

TZERO MARKETS

BD
CRD#: 304537
JERSEY CITY, NJ
Past

June 28, 2023 - August 17, 2023

TZERO SECURITIES, LLC

BD
CRD#: 123421
JERSEY CITY, NJ
Past

June 28, 2023 - August 17, 2023

SPEEDROUTE LLC

BD
CRD#: 104138
JERSEY CITY, NJ
Past

July 19, 2021 - November 28, 2022

EXECUTION ACCESS, LLC

BD
CRD#: 148423
NEW YORK, NY
Past

April 23, 2012 - June 2, 2023

DEALERWEB LLC

BD
CRD#: 19662
Jersey City, NJ
Past

October 24, 2011 - April 19, 2012

LAMPERT CAPITAL MARKETS INC.

BD
CRD#: 103725
NY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/17/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/11/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/6/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/28/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/17/2019
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 10/21/2011
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OB
OPENDEAL BROKER LLC
CAPITAL R | REPUBLIC SECURITIES | OPENDEAL BROKER LLC | OPENDEAL BROKER | NEXTSEED SECURITIES, LLC

CRD#: 291387 / SEC#: , 8-70055

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
149 5th Avenue 10th Fl, New York, NY 10010
Mailing Address
149 5th Avenue 10th Fl, New York, NY 10010
Phone number
(607) 227-1036
Established
Delaware since 08/29/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OPENDEAL, INC.SOLE MEMBER AND MANAGER
DRIMER, WARREN DREWFINOP4541433
EPSTEIN, IAN JOSHUACEO7217572
KUHNEL, EDWARD CAMPBELLCCO4912658

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPENDEAL BROKER LLC

CRD#: 291387New York, NY 10010

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