Janet Venezia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Venezia, who also goes by Janet Ann Frank, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1970. Janet had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2009 - December 31, 2015
WORLD INVESTMENTS, LLC
February 6, 2009 - December 31, 2015
WORLD INVESTMENTS, LLC
December 1, 2006 - November 14, 2008
QUESTAR CAPITAL CORPORATION
January 5, 2006 - December 1, 2006
USALLIANZ SECURITIES, INC.
June 24, 2002 - September 23, 2005
NEW ENGLAND SECURITIES
January 5, 2000 - September 23, 2005
NEW ENGLAND SECURITIES
August 14, 1996 - October 23, 1997
WORLD INVESTMENTS, LLC
April 4, 1989 - November 16, 1989
CADARET, GRANT & CO., INC.
December 30, 1977 - April 8, 1989
ILG SECURITIES CORPORATION
February 24, 1972 - December 31, 1975
MAYFLOWER SECURITIES CO., INC.
October 7, 1971 - May 20, 1974
M BERNSTEIN SECURITIES
February 12, 1970 - December 20, 1971
MAYFLOWER SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/6/1970
Registered Representative ExaminationCurrent Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
