Christopher C. Drouin

BEYOND WEALTH MANAGEMENT GROUP

New Paltz, NY 12561

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CRD#: 4541093

Professional summary

Christopher Charles Drouin, AIF® is a registered financial advisor currently at BEYOND WEALTH MANAGEMENT GROUP, LLC located in New Paltz, New York.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Christopher has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA BEYOND WEALTH MANAGEMENT,IAR, FULLTIME HRS, BEGINING 2/15/2007 - RECEIVES COMMISSION INSURANCE AGENT; Non-Investment Related; Start Date: 02/2002; Insurance Lines: Life, Health, Annuity, Disability, Critical Illness, Long Term Care, Medicare; Approximately 40 hours per week. PAST CHAIR, CURRENT EXECUTIVE COMMITTEE MEMBER, NEW PALTZ REGIONAL CHAMBER OF COMMERCE. BOARD MEMBER SINCE 2005. Chair of Membership, 1.5 hours per week. BOARD MEMBER, WOODLAND POND Continuing Care Retirement Community, 1.5 Hours Per Week. Audit and Compliance Committee.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Charles Drouin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 4, 2021 - Present

BEYOND WEALTH MANAGEMENT GROUP, LLC

Office #1: 101 Main Street Rear Building, New Paltz, NY 12561

RIA

CRD#: 293291

New Paltz, NY

Past

July 25, 2006 - February 13, 2018

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

NEW PALTZ, NY

Past

September 23, 2002 - February 13, 2018

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

NEW PALTZ, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEYOND WEALTH MANAGEMENT GROUP, LLC

CRD#: 293291 / SEC#: 801-112673

RIA

Registered Investment Advisory firm - (3/26/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/4/2021)

IAR

Texas
(1/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/20/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BEYOND WEALTH MANAGEMENT GROUP, LLC

CRD#: 293291 / SEC#: 801-112673

RIA

Registered Investment Advisory firm - (3/26/2018 Approved)

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Contact information

Main Address

101 Main Street Rear Building, New Paltz, NY 12561

Mailing Address

Phone number

(845) 750-6213

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-BEYOND WEALTH MANAGEMENT GROUP, LLC (3/26/2025)

Regulatory assets under management

Total Number of Accounts	715
AUM (Assets Under Management)	$ 107,363,692

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher C. Drouin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Charles Drouin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Primary Firm SEC Registration

BEYOND WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2006

Series 63

Date: 9/20/2002

SIE

Date: 2/13/2018

Series 6

Date: 9/20/2002

Current Firm

BEYOND WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEYOND WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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