RI
Roberto Isasi
PORTFOLIO RESOURCES ADVISOR GROUP
Weston, FL
Some features on this profile are disabled
CRD#: 4541030
RI
Professional summary
Roberto Isasi, CFP®, who also goes by Roberto Isasi Vantini, Roberto Isasi, Roberto Isasivantini, is a registered financial advisor currently at PORTFOLIO RESOURCES ADVISOR GROUP, INC. located in Weston, Florida and PORTFOLIO RESOURCES GROUP, INC. located in Coral Gables, Florida.
Roberto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Roberto has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Roberto Isasi Vantini | Roberto Isasi | Roberto Isasivantini
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Unikemia, SL, Non-Investment Related; Calle Jose de Ortega y Gasset, 42,28006 Madrid, Spain; Nature of Business: Professional Education (EdTech); Position: Partner/Director; Start Date: January 2018; Hours/Month Devoted: 1 hr; Hours Devoted During Trading Hours: 0; Duties: Member of the Board of Directors (Consejo de Administracion). 2. Uster Advisors LLC; Non-Investment Related; Address: 304 Indian Trace. PMB #743, Weston, FL 33326; Nature of Business: Management and Business Consulting; Position: Member/Manager; Start Date: February 2022; Hours/Month Devoted: 2 hrs; Hours Devoted During Trading Hours: 0; Duties: Provide Consulting Services to Clients and Managing Member. 3. AARP Volunteer; Non-Investment Related; 3750 NW 87th Ave, Suite 650, Doral, FL 33178; Non-profit; Volunteer; 04.01.2024; 2 hrs/month; 0 hrs/month during trading hours; Act as speaker or support staff at events either led by or where AARP Florida has been invited to participate.
CRS (Client Relationship Summary) - RIA
Click below to view Roberto Isasi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 18, 2023 - Present
PORTFOLIO RESOURCES ADVISOR GROUP, INC.
RIA
CRD#: 144601
Weston, FL
Current
September 13, 2023 - Present
PORTFOLIO RESOURCES GROUP, INC.
Office #1: 4000 Ponce De Leon Blvd. Suite 670, Coral Gables, FL 33146BD
CRD#: 31155
Coral Gables, FL
Past
February 25, 2023 - April 20, 2023
DAVIVIENDA ADVISORS
RIA
CRD#: 319755
Weston, FL
Past
November 22, 2004 - March 19, 2020
AMERANT INVESTMENTS, INC.
RIA
CRD#: 117284
CORAL GABLES, FL
Past
June 24, 2003 - March 19, 2020
AMERANT INVESTMENTS, INC.
BD
CRD#: 117284
CORAL GABLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PR
PORTFOLIO RESOURCES ADVISOR GROUP, INC.
CHANCERY FINANCIAL ADVISORS | SUSTAINABLE WEALTH ADVISORS | SEVEN GENERATIONS INVESTING LLC | PROFILE INVESTMENT SERVICES, LTD | PRINCIPLED INVESTING LLC | PPD-FINANCIAL | PORTFOLIO RESOURCES ADVISOR GROUP, INC. | LIGHTHOUSE CAPITAL | LANDER ADVISORY | JOYCE MOORE FINANCIAL SERVICES | ISASI WEALTH ADVISORY | HIGH IMPACT INVESTMENTS | FOSTER FINANCIAL SERVICES INC
CRD#: 144601 / SEC#: 801-111808
RIA
Registered Investment Advisory firm - (10/6/2017 Approved)Arizona
Registered Investment Advisory firm - (10/6/2017 Terminated)California
Registered Investment Advisory firm - (11/5/2017 Terminated)Colorado
Registered Investment Advisory firm - (10/13/2017 Terminated)Florida
Registered Investment Advisory firm - (12/31/2017 Terminated)Kentucky
Registered Investment Advisory firm - (10/12/2017 Terminated)Louisiana
Registered Investment Advisory firm - (1/2/2013 Terminated)New Jersey
Registered Investment Advisory firm - (10/20/2017 Terminated)New York
Registered Investment Advisory firm - (10/6/2017 Terminated)North Carolina
Registered Investment Advisory firm - (10/6/2017 Terminated)Oregon
Registered Investment Advisory firm - (11/7/2017 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/10/2017 Terminated)Texas
Registered Investment Advisory firm - (12/31/2012 Terminated)Virginia
Registered Investment Advisory firm - (10/6/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/14/2023)
IAR
Florida(9/18/2023)
IAR
Texas(9/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/3/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PR
PORTFOLIO RESOURCES ADVISOR GROUP, INC.
CHANCERY FINANCIAL ADVISORS | SUSTAINABLE WEALTH ADVISORS | SEVEN GENERATIONS INVESTING LLC | PROFILE INVESTMENT SERVICES, LTD | PRINCIPLED INVESTING LLC | PPD-FINANCIAL | PORTFOLIO RESOURCES ADVISOR GROUP, INC. | LIGHTHOUSE CAPITAL | LANDER ADVISORY | JOYCE MOORE FINANCIAL SERVICES | ISASI WEALTH ADVISORY | HIGH IMPACT INVESTMENTS | FOSTER FINANCIAL SERVICES INC
CRD#: 144601 / SEC#: 801-111808
RIA
Registered Investment Advisory firm - (10/6/2017 Approved)Arizona
Registered Investment Advisory firm - (10/6/2017 Terminated)California
Registered Investment Advisory firm - (11/5/2017 Terminated)Colorado
Registered Investment Advisory firm - (10/13/2017 Terminated)Florida
Registered Investment Advisory firm - (12/31/2017 Terminated)Kentucky
Registered Investment Advisory firm - (10/12/2017 Terminated)Louisiana
Registered Investment Advisory firm - (1/2/2013 Terminated)New Jersey
Registered Investment Advisory firm - (10/20/2017 Terminated)New York
Registered Investment Advisory firm - (10/6/2017 Terminated)North Carolina
Registered Investment Advisory firm - (10/6/2017 Terminated)Oregon
Registered Investment Advisory firm - (11/7/2017 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/10/2017 Terminated)Texas
Registered Investment Advisory firm - (12/31/2012 Terminated)Virginia
Registered Investment Advisory firm - (10/6/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4000 Ponce De Leon Blvd Ste 670, Coral Gables, FL 33146
Mailing Address
Phone number
(305) 372-0299
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 362 |
| AUM (Assets Under Management) | $ 115,963,278 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
