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Loren Russell Venable

CRD# 454086·Registered 1974 - 1987
Previously Registered: Being a previously registered professional could mean that Loren is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Loren Russell Venable, who also goes by Russ Venable, was a registered financial advisor. Loren was a previously registered financial professional and started their career in finance 1974 - 1987. Loren had worked at 10 firms and has passed the Series 63, Series 1, Series 4 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Russ Venable

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

PACIFIC SOUTHERN SECURITIES, INC.·CRD# 13155
BD
July 9, 1986 - December 12, 1987
TRI-BRADLEY INVESTMENTS·CRD# 14208
BD
February 6, 1986 - April 19, 1986
GENERAL AMERICAN SECURITIES, INC.·CRD# 10668
BD
September 6, 1985 - December 6, 1985
CENTRE/FOUR SECURITIES, INC.·CRD# 14625
BD
November 21, 1984 - August 15, 1985
WALL STREET WEST, INC.·CRD# 7529
BD
April 20, 1982 - November 13, 1984
SUMMIT SECURITIES LIMITED·CRD# 10142
BD
January 13, 1982 - April 26, 1982
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
March 28, 1977 - May 28, 1981
DOUGLASS & CO. INCORPORATED·CRD# 6408
BD
February 26, 1976 - April 3, 1978
E. F. HUTTON & COMPANY INC·CRD# 235
BD
November 10, 1975 - March 20, 1976
BACHE & CO INCORPORATED·CRD# 7058
BD
May 9, 1974 - December 20, 1975

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Current Firm

PS
PACIFIC SOUTHERN SECURITIES, INC.

FIRST INTERSTATE SECURITIES, INC. | PACIFIC SOUTHERN SECURITIES, INC. | PACIFIC RIM SECURITIES, INC. | G.N.E. SECURITIES COMPANY, INC.

CRD#: 13155 / SEC#: 8-28865
BD
Cancelled by SEC on 05/05/1993

Contact Information

Established

Colorado since 01/29/1982

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1979About the Series 63 exam

Series 1 — Registered Representative Examination

Passed May 1974

Series 4 — Registered Options Principal Examination

Passed Oct 1980About the Series 4 exam

Series 40 — Registered Principal Examination

Passed Sep 1978

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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