Trisha C. Schuster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trisha Cooper Schuster, who also goes by Trisha Ann Cooper, Trisha C Schuster, was a registered financial professional .
Trisha is a previously registered financial professional and started their career in finance in 1998. Trisha had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2012 - January 21, 2014
JSB CAPITAL MANAGEMENT, LLC
March 13, 2008 - February 2, 2009
NATIONAL PLANNING CORPORATION
March 5, 2008 - February 2, 2009
NATIONAL PLANNING CORPORATION
March 28, 2007 - July 16, 2007
FORESIDE DISTRIBUTION SOLUTIONS, LLC
March 2, 2006 - July 2, 2007
ROXBURY CAPITAL MANAGEMENT LLC
March 17, 2005 - October 31, 2005
IDS LIFE INSURANCE COMPANY
March 17, 2005 - October 31, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
September 14, 1998 - November 1, 2002
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JSB CAPITAL MANAGEMENT, LLC
CRD#: 161174 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 91 |
| AUM (Assets Under Management) | $ 10,269,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
