Lester H. Veltman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lester Henry Veltman JR., who also goes by Les Veltman, Lester Henry Veltman Jr, Lester Henry Veltman, was a registered financial professional .
Lester is a previously registered financial professional and started their career in finance in 1988. Lester had worked at 8 firms and has passed the Series 63, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2004 - October 2, 2009
IMS SECURITIES, INC.
March 6, 2000 - November 23, 2004
OGILVIE SECURITY ADVISORS CORPORATION
December 15, 1998 - November 1, 1999
LOCUST STREET SECURITIES, INC.
January 5, 1998 - December 15, 1998
VESTAX SECURITIES CORPORATION
January 3, 1995 - December 31, 1997
LPL FINANCIAL LLC
September 10, 1993 - December 31, 1994
NEW ENGLAND SECURITIES
July 5, 1988 - February 24, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 5, 1988 - February 24, 1993
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/18/1968
Registered Representative ExaminationCurrent Firm
IMS SECURITIES, INC.
CRD#: 35567 / SEC#: , 8-46722
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 6 |
Red Flags
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