Michael J. Kelly

PODELL FINANCIAL GROUP LLC

Fairfield, NJ 07004

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CRD#: 4540662

Professional summary

Michael Joseph Kelly is a registered financial advisor currently at PODELL FINANCIAL GROUP LLC located in Fairfield, New Jersey.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 4 firms and has passed the Series 66, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent, Investment related, New Jersey, Insurance, Agent, April 2003, 20 hrs per month, all during trading hours, Insurance Sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Kelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2023 - Present

PODELL FINANCIAL GROUP LLC

Office #1: 271 Route 46w Suite D105, Fairfield, NJ 07004

RIA

CRD#: 325383

Fairfield, NJ

Past

June 21, 2016 - June 14, 2023

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

FAIRFIELD, NJ

Past

October 6, 2011 - June 14, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

FAIRFIELD, NJ

Past

May 9, 2003 - August 13, 2010

NYLIFE SECURITIES LLC

CRD#: 5167

EDISON, NJ

Past

May 29, 2002 - December 19, 2002

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PODELL FINANCIAL GROUP LLC

CRD#: 325383 / SEC#: 801-127920

RIA

Registered Investment Advisory firm - (5/4/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/15/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/22/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/5/2002

General Securities Representative Examination

Current Firm

PODELL FINANCIAL GROUP LLC

CRD#: 325383 / SEC#: 801-127920

RIA

Registered Investment Advisory firm - (5/4/2023 Approved)

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Contact information

Main Address

271 Route 46w Suite D105, Fairfield, NJ 07004

Mailing Address

Phone number

(973) 227-8001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PFG ADV PART 2A (1/28/2025)

Regulatory assets under management

Total Number of Accounts	490
AUM (Assets Under Management)	$ 172,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

NYLIFE SECURITIES LLC

WORLDCO, L.L.C.

Primary Firm SEC Registration

PODELL FINANCIAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/15/2016

SIE

Date: 10/1/2018

Series 55

Date: 6/22/2002

Series 7

Date: 4/5/2002

Current Firm

PODELL FINANCIAL GROUP LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PODELL FINANCIAL GROUP LLC

TRUST BUT VERIFY

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