LD
Lawrence M. Depaul
NEWPORT WEALTH ADVISORS
Newport Beach, CA 92660
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CRD#: 4540570
LD
Professional summary
Lawrence Michael Depaul JR, who also goes by Mike Depaul, is a registered financial advisor currently at NEWPORT WEALTH ADVISORS, INC. located in Newport Beach, California and CENTAURUS FINANCIAL, INC. located in San Marcos, California.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Lawrence has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Depaul
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE PRODUCER SINCE 8-2007, 4695 MACARTHUR COURT., 11TH FLOOR, NEWPORT BEACH, CA, 92660, I CURRENTLY DEVOTE APPROXIMATELY 20 HOURS PER MONTH. 2. I AM THE PRESIDENT AND INVESTMENT ADVISER FOR NEWPORT WEALTH ADVISORS WHICH IS A REGISTERED INVESTMENT ADVISOR (FORMERLY KNOWN AS OLMSTED ADVISORS), 4695 MACARTHUR COURT, 11TH FLOOR, NEWPORT BEACH, CA 92660. I STARTED WITH RIA IN OCTOBER 2007 AND CURRENTLY DEVOTE 160 HOURS PER MONTH. 3. PRESIDENT-NEWPORT BEACH CHAPTER, SOCIETY FOR FINANCIAL AWARENESS, 4695 MACARTHUR COURT, 11TH FLOOR, NEWPORT BEACH, CA 92660, NON INVESTMENT RELATED SINCE 1/2008, THIS IS A NON PROFIT EDUCATIONAL SPEAKERS BUREAU. 4. VIRTUAL RETIREMENT ACADEMY POSITION: President NATURE: This is an online retirement education platform designed to drive leads for my financial planning practice. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/17/2024 ADDRESS: 4695 MacArthur Court, Suite 1100, Newport Beach CA 92660, United States DESCRIPTION: Educator
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Michael Depaul JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2018 - Present
NEWPORT WEALTH ADVISORS, INC.
Office #1: 4695 Macarthur Court 11th Floor, Newport Beach, CA 92660RIA
CRD#: 137159
Newport Beach, CA
Current
November 1, 2011 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 100 E. San Marcos Blvd. Suite #400, San Marcos, CA 92069Office #2: 4695 Macarthur Court Suite 1100, Newport Beach, CA 92660Office #3: 12636 High Bluff Drive Suite #400, San Diego, CA 92130RIA
BD
CRD#: 30833
San Marcos, CA
Past
January 26, 2010 - December 31, 2017
NEWPORT WEALTH ADVISORS, INC.
RIA
CRD#: 137159
NEWPORT BEACH, CA
Past
June 19, 2009 - December 31, 2009
NEWPORT WEALTH ADVISORS, INC.
RIA
CRD#: 137159
NEWPORT BEACH, CA
Past
January 4, 2008 - December 31, 2008
NEWPORT WEALTH ADVISORS, INC.
RIA
CRD#: 137159
NEWPORT BEACH, CA
Past
October 8, 2007 - December 31, 2007
NEWPORT WEALTH ADVISORS, INC.
RIA
CRD#: 137159
NEWPORT BEAC, CA
Past
August 22, 2007 - November 2, 2011
CAPITAL GROWTH RESOURCES
BD
CRD#: 7779
NEWPORT BEACH, CA
Past
June 2, 2003 - August 23, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
IRVINE, CA
Past
July 30, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 30, 2002 - August 23, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NEWPORT WEALTH ADVISORS, INC.
NEWPORT WEALTH ADVISORS, INC. | OLMSTED ADVISORS, INC.
CRD#: 137159 / SEC#: 801-130464
RIA
Registered Investment Advisory firm - (6/13/2024 Approved)California
Registered Investment Advisory firm - (1/9/2018 Approved)Texas
Registered Investment Advisory firm - (2/28/2019 Conditional Restricted)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/23/2024)
RR
California(11/1/2011)
IAR
California(1/9/2018)
RR
Oregon(10/29/2024)
IAR
Texas(2/28/2019)
RR
Texas(6/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NW
NEWPORT WEALTH ADVISORS, INC.
NEWPORT WEALTH ADVISORS, INC. | OLMSTED ADVISORS, INC.
CRD#: 137159 / SEC#: 801-130464
RIA
Registered Investment Advisory firm - (6/13/2024 Approved)California
Registered Investment Advisory firm - (1/9/2018 Approved)Texas
Registered Investment Advisory firm - (2/28/2019 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4695 Macarthur Court 11th Floor, Newport Beach, CA 92660
Mailing Address
Phone number
(877) 692-7227
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,124 |
| AUM (Assets Under Management) | $ 193,260,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
