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JH

Jeffrey Michael Huisinga

CRD# 4540489·Registered 2005 - 2016
Previously Registered: Being a previously registered professional could mean that Jeffrey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jeffrey Michael Huisinga, who also goes by J M Huisinga, was a registered financial advisor. Jeffrey was a previously registered financial professional and started their career in finance 2005 - 2016. Jeffrey had worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 3 and Series 30 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

J M Huisinga

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

303 ALTERNATIVES, LLC·CRD# 166675
BD
Chicago, IL
April 14, 2015 - September 26, 2016
LPL FINANCIAL LLC·CRD# 6413
RIA
Delray Beach, FL
January 20, 2010 - December 22, 2010
INDEPENDENT FINANCIAL PARTNERS·CRD# 125112
RIA
Delray Beach, FL
December 21, 2009 - February 4, 2011
LPL FINANCIAL LLC·CRD# 6413
BD
Delray Beach, FL
November 11, 2009 - December 22, 2010
JWH SECURITIES, INC.·CRD# 45295
BD
Boca Raton, FL
April 21, 2005 - January 16, 2007

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Current Firm

3A
303 ALTERNATIVES, LLC

303 ALTERNATIVES, LLC | 303 CAPITAL MARKETS, LLC

CRD#: 166675 / SEC#: 8-69225
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

401 West Superior Street, Chicago, IL 60654

Mailing Address

401 West Superior Street, Chicago, IL 60654

Phone Number

(312) 605-8000

Established

Delaware since 10/23/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HAMILTON LANE PARTNERS LLCMEMBER—
303B LLCMEMBER—
SAVINI, MICHAEL PATRICKMANAGING PRINCIPAL5117892
THOMPSON, STANLEY JOHN IIIMANAGING PRINCIPAL & CCO2455853
URBANOWSKI, JAMES FRANCISCFO1963215

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2015About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Dec 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2015About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Oct 2004About the Series 3 exam

Series 30 — NFA Branch Manager Examination

Passed Sep 2014About the Series 30 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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