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JH

Jeffrey M. Huisinga

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CRD#: 4540489
JH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Michael Huisinga, who also goes by J M Huisinga, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2005. Jeffrey had worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 3 and Series 30 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


J M Huisinga

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 14, 2015 - September 26, 2016

303 ALTERNATIVES, LLC

BD
CRD#: 166675
CHICAGO, IL
Past

January 20, 2010 - December 22, 2010

LPL FINANCIAL LLC

RIA
CRD#: 6413
DELRAY BEACH, FL
Past

December 21, 2009 - February 4, 2011

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
DELRAY BEACH, FL
Past

November 11, 2009 - December 22, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
DELRAY BEACH, FL
Past

April 21, 2005 - January 16, 2007

JWH SECURITIES, INC.

BD
CRD#: 45295
BOCA RATON, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/21/2015
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 12/4/2009
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 30
Date: 9/16/2014
NFA Branch Manager Examination

Current Firm


3A
303 ALTERNATIVES, LLC
303 ALTERNATIVES, LLC | 303 CAPITAL MARKETS, LLC

CRD#: 166675 / SEC#: , 8-69225

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
401 West Superior Street, Chicago, IL 60654
Mailing Address
401 West Superior Street, Chicago, IL 60654
Phone number
(312) 605-8000
Established
Delaware since 10/23/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
HAMILTON LANE PARTNERS LLCMEMBER
SAVINI, MICHAEL PATRICKMANAGING PRINCIPAL5117892
THOMPSON, STANLEY JOHN IIIMANAGING PRINCIPAL & CCO2455853
URBANOWSKI, JAMES FRANCISCFO1963215

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


303 ALTERNATIVES, LLC

CRD#: 166675

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