Jason P. Houghton

SUNRISE FINANCIAL SERVICES

Burien, WA 98166

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CRD#: 4540207

Professional summary

Jason P Houghton, who also goes by Jason Powell Houghton, is a registered financial advisor currently at SUNRISE FINANCIAL SERVICES LLC located in Burien, Washington.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jason has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Powell Houghton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason P Houghton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2025 - Present

SUNRISE FINANCIAL SERVICES LLC

Office #1: 431 Sw Ambaum Blvd, Burien, WA 98166

RIA

CRD#: 325955

Burien, WA

Past

January 26, 2004 - December 6, 2004

PMG SECURITIES CORPORATION

CRD#: 27107

ELGIN, IL

Past

September 2, 2002 - February 21, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUNRISE FINANCIAL SERVICES LLC

CRD#: 325955 / SEC#: 801-132461

RIA

Registered Investment Advisory firm - (4/18/2025 Approved)

Texas

Registered Investment Advisory firm - (8/22/2025 Terminated)

Washington

Registered Investment Advisory firm - (9/22/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(5/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/28/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/29/2002

General Securities Representative Examination

Current Firm

SUNRISE FINANCIAL SERVICES LLC

CRD#: 325955 / SEC#: 801-132461

RIA

Registered Investment Advisory firm - (4/18/2025 Approved)

Texas

Registered Investment Advisory firm - (8/22/2025 Terminated)

Washington

Registered Investment Advisory firm - (9/22/2025 Terminated)

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Contact information

Main Address

431 Sw Ambaum Blvd, Burien, WA 98166

Mailing Address

Phone number

(206) 420-8520

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A & 2B SEC (2/12/2026)

Regulatory assets under management

Total Number of Accounts	682
AUM (Assets Under Management)	$ 151,248,727

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason P. Houghton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason P Houghton's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUNRISE FINANCIAL SERVICES LLC

PMG SECURITIES CORPORATION

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SUNRISE FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2025

Series 63

Date: 9/28/2002

Series 7

Date: 8/29/2002

Current Firm

SUNRISE FINANCIAL SERVICES LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUNRISE FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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