Derek D. Isaacs
Professional summary
Derek Daniel Isaacs is a registered financial professional currently at INDEPENDENCE CAPITAL CO., INC. located in Longwood, Florida.
Derek is registered as a RR (Registered Representative) and started their career in finance in 2002. Derek has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derek Daniel Isaacs's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2012 - Present
INDEPENDENCE CAPITAL CO., INC.
September 4, 2002 - June 1, 2011
CLARK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/11/2021)
(3/27/2012)
(3/27/2012)
Exams
FINRA
Current Firm
INDEPENDENCE CAPITAL CO., INC.
CRD#: 24723 / SEC#: , 8-41331
Contact information
FINRA licenses (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 295 |
| AUM (Assets Under Management) | $ 99,922,105 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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