Jeffery M. Loff

CRL ADVISORS

Honolulu, HI 96813-6420

Some features on this profile are disabled

CRD#: 4540087

Professional summary

Jeffery Michael Loff, who also goes by Jeffrey Michael Loff, is a registered financial advisor currently at CRL ADVISORS located in Honolulu, Hawaii.

Jeffery is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jeffery has worked at 2 firms and has passed the Series 65, Series 63, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Michael Loff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

As it stands now I run a CPA firm, DIL LLC dba Duryea Ingraham Loff CPAs. Once CRL Advisors is approved as an RIA firm, there will be some overlap where I operate both DIL LLC (a CPA firm doing taxes and accounting) and CRL Advisors LLC. CRL Advisors is meant to absorb the tax and accounting business of DIL LLC such that DIL LLC goes away at the end of 2019. Still, though, CRL Advisors at that point will be involved in two lines of business: investment advisory and CPA firm - taxes and accounting. I should also mention that I formed a software company called Keenly Inc that provides tax practice management capability. I think I erroneously left this off prior forms. I am the 100% owner of the C-Corporation - but there is not yet any operating activity or revenue.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Michael Loff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2019 - Present

CRL ADVISORS

Office #1: 1003 Bishop St Ste 2155, Honolulu, HI 96813-6420

RIA

CRD#: 300635

Honolulu, HI

Past

August 27, 2002 - June 1, 2007

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(4/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/15/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/6/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 86

Date: 12/20/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 11/9/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/26/2002

General Securities Representative Examination

Current Firm

CRL ADVISORS

CRL ADVISORS | CRL ADVISORS LLC

CRD#: 300635 / SEC#:

Hawaii

Registered Investment Advisory firm - (4/16/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1003 Bishop St Ste 2155, Honolulu, HI 96813-6420

Mailing Address

Phone number

(808) 825-5001

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 5,735,485

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Racquel Nakata

EQUITABLE ADVISORS, LLC

IAR

Honolulu, HI

Bradford Tom

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Honolulu, HI

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffery M. Loff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Michael Loff's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRL ADVISORS

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/15/2019

Series 63

Date: 9/6/2002

Series 86

Date: 12/20/2004

Series 87

Date: 11/9/2004

Series 7

Date: 8/26/2002

Current Firm

CRL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CRL ADVISORS

TRUST BUT VERIFY

Similar Advisors