Michael K. Lish
Professional summary
Michael K Lish is a registered financial professional currently at BRUCE MARKETS LLC located in Chicago, Illinois.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 4 firms and has passed the Series 99TO, Series 7TO, Series 57TO, SIE, Series 56 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael K Lish's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2024 - Present
BRUCE MARKETS LLC
Office #1: 141 W Jackson Blvd Suite 500, Chicago, IL 60604January 20, 2021 - October 4, 2021
HARDCASTLE TRADING USA L.L.C.
May 27, 2013 - July 1, 2014
PEAK6 PERFORMANCE MANAGEMENT LLC
March 14, 2011 - March 12, 2025
PEAK6 CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 10/10/2024
Operations Professional ExaminationSeries 7TO
Date: 9/26/2024
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 5/23/2013
Proprietary Trader Qualification ExaminationFINRA
Current Firm
BRUCE MARKETS LLC
CRD#: 300209 / SEC#: , 8-70286
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRUCE MARKETS HOLDINGS LLC | MANAGING MEMBER | |
| D'AUGE, RALPH ANTHONY | FINOP/PRINCIPAL FINANCIAL OFFICER | 4664611 |
| INGLOT, KATARZYNA | CHIEF COMPLIANCE OFFICER | 4902558 |
| LISH, MICHAEL K | CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 4539941 |
| RUHANA, GEORGE WILLIAM | EXECUTIVE CHAIR - BOARD OF DIRECTORS, BRUCE MARKETS HOLDINGS LLC. | 5517069 |
| WALLACH, JASON | CHIEF EXECUTIVE OFFICER | 4918286 |
Red Flags
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