Nicholas D. Shangloo
Professional summary
Nicholas Dimitri Shangloo, who also goes by Nicholas Dimitri Sangloo, is a registered financial professional currently at BLUEFIN CAPITAL MANAGEMENT, LLC located in New York, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2002. Nicholas has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Dimitri Shangloo's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2009 - Present
BLUEFIN CAPITAL MANAGEMENT, LLC
Office #1: 41 Madison Avenue 36th Floor, New York, NY 10010June 27, 2007 - October 24, 2007
BLUEFIN CAPITAL MANAGEMENT, LLC
May 29, 2007 - November 16, 2009
BLUEFIN SPECIALISTS L.L.C.
October 10, 2003 - January 9, 2004
BOX CANYON TRADING LLC
July 18, 2002 - April 4, 2003
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/5/2002
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Current Firm
BLUEFIN CAPITAL MANAGEMENT, LLC
CRD#: 113892 / SEC#: , 8-53382
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
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