SF
Steven E. Freed
VISION INVESTMENT ADVISORS
Delray Beach, FL
Some features on this profile are disabled
CRD#: 4539715
SF
Professional summary
Steven Edward Freed is a registered financial advisor currently at VISION INVESTMENT ADVISORS, LLC located in Delray Beach, Florida and VISION FINANCIAL MARKETS LLC located in Delray Beach, Florida.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Steven has worked at 6 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 30 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Atlas Capital, LLC is located at 16819 Bridge Crossing Circle Delray Beach, FL 33446. Investment Related. Start Date: 5/2011. Atlas Capital, LLC is Real Estate Investing company. Mr. Freed is the President. He is responsible for researching, evaluating, purchasing, selling and renting real estate. He spends 40 hours working per month; 1 hours working during trading hours. 2. GreenWave Financial Markets is located at 16819 Bridge Crossing Circle Delray Beach, FL 33446. Investment Related. Start Date: 9/2009. GreenWave Financial Markets is a futures introducing broker. Mr. Freed is the President and responsible for sales, marketing, compliance and supervision. He spends 160 hours working per month; 4 hours working during trading hours. 3. Insurance license holder operation from 16819 Bridge Crossing Circle Delray Beach, FL 33446. Investment Related. Start Date: 10/2015. Mr. Freed offers life insurance and fixed annuity products. He spends 16 hours working per month; 1 hours working during trading hours. 4. Apple Insurance is located at 3010 N. Military Trail, Suite 310, Boca Raton, FL 33431. It is investment Related. Start date: 10/21/2019. Mr. Freed is a property & casualty Insurance agent at this firm. He spends 20 hours working per month; 20 hours spent during regular market hours. 5. Powercore Management LLC, Start date, 07/2021, Delray Beach FL. Powercore is a registered Commodity Pool Operator. He spends 10 hours per month; 10 hours spent during regular market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Edward Freed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2010 - Present
VISION INVESTMENT ADVISORS, LLC
RIA
CRD#: 109621
Delray Beach, FL
Current
December 7, 2021 - Present
VISION FINANCIAL MARKETS LLC
BD
CRD#: 142271
Delray Beach, FL
Past
November 16, 2009 - December 31, 2021
VISION BROKERAGE SERVICES, LLC
BD
CRD#: 47927
DELRAY BEACH, FL
Past
March 1, 2004 - May 8, 2009
TRADESTATION SECURITIES, INC.
BD
CRD#: 39473
PLANTATION, FL
Past
February 24, 2003 - October 20, 2003
LIGHTSPEED PROFESSIONAL TRADING LLC
BD
CRD#: 39293
NEW YORK, NY
Past
July 9, 2002 - February 28, 2003
NETGAIN TRADING, LLC
BD
CRD#: 114838
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VISION INVESTMENT ADVISORS, LLC
VISION BROKERAGE SERVICES | VISION INVESTMENT ADVISORS, LLC | VISION FINANCIAL MARKETS LLC
CRD#: 109621 / SEC#: 801-57975
RIA
Registered Investment Advisory firm - (9/22/2000 Approved)California
Registered Investment Advisory firm - (11/11/2015 Terminated)Connecticut
Registered Investment Advisory firm - (10/13/2015 Terminated)Florida
Registered Investment Advisory firm - (10/12/2015 Terminated)Illinois
Registered Investment Advisory firm - (10/15/2015 Terminated)Michigan
Registered Investment Advisory firm - (10/26/2015 Terminated)Nebraska
Registered Investment Advisory firm - (10/12/2015 Terminated)New Jersey
Registered Investment Advisory firm - (10/29/2015 Terminated)New York
Registered Investment Advisory firm - (10/12/2015 Terminated)South Dakota
Registered Investment Advisory firm - (12/31/2015 Terminated)Tennessee
Registered Investment Advisory firm - (10/16/2015 Terminated)Texas
Registered Investment Advisory firm - (10/12/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(3/30/2010)
RR
Florida(1/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/20/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
VI
VISION INVESTMENT ADVISORS, LLC
VISION BROKERAGE SERVICES | VISION INVESTMENT ADVISORS, LLC | VISION FINANCIAL MARKETS LLC
CRD#: 109621 / SEC#: 801-57975
RIA
Registered Investment Advisory firm - (9/22/2000 Approved)California
Registered Investment Advisory firm - (11/11/2015 Terminated)Connecticut
Registered Investment Advisory firm - (10/13/2015 Terminated)Florida
Registered Investment Advisory firm - (10/12/2015 Terminated)Illinois
Registered Investment Advisory firm - (10/15/2015 Terminated)Michigan
Registered Investment Advisory firm - (10/26/2015 Terminated)Nebraska
Registered Investment Advisory firm - (10/12/2015 Terminated)New Jersey
Registered Investment Advisory firm - (10/29/2015 Terminated)New York
Registered Investment Advisory firm - (10/12/2015 Terminated)South Dakota
Registered Investment Advisory firm - (12/31/2015 Terminated)Tennessee
Registered Investment Advisory firm - (10/16/2015 Terminated)Texas
Registered Investment Advisory firm - (10/12/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1010 Washington Blvd Suite 300, Stamford, CT 06901
Mailing Address
Phone number
(203) 388-2700
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 98 |
| AUM (Assets Under Management) | $ 117,879,479 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/24/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
