Graham C. Hopper

QUASAR DISTRIBUTORS

Boston, MA 02110

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CRD#: 4539602

Professional summary

Graham Christopher Hopper, CIMA®, who also goes by Graham Hopper, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Boston, Massachusetts.

Graham is registered as a RR (Registered Representative) and started their career in finance in 2002. Graham has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Graham Hopper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Graham Christopher Hopper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

March 11, 2024 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 115 Federal Street 22nd Floor, Boston, MA 02110

CRD#: 103848

Boston, MA

Past

January 2, 2015 - January 25, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Los Angeles, CA

Past

October 30, 2014 - December 31, 2014

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

May 9, 2006 - August 13, 2014

BLACKROCK FINANCIAL MANAGEMENT, INC

RIA

CRD#: 107105

NEW YORK, NY

Past

November 30, 2004 - August 13, 2014

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

WILMINGTON, DE

Past

October 3, 2003 - July 23, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

January 14, 2003 - July 23, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 29, 2002 - January 14, 2003

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

July 12, 2002 - August 5, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 12, 2002 - August 5, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/11/2024)

Alaska
(3/11/2024)

Arizona
(3/11/2024)

Arkansas
(3/11/2024)

California
(3/11/2024)

Colorado
(3/11/2024)

Connecticut
(3/11/2024)

Delaware
(3/11/2024)

District of Columbia
(3/11/2024)

Florida
(3/11/2024)

Georgia
(3/11/2024)

Hawaii
(3/11/2024)

Idaho
(3/11/2024)

Illinois
(3/11/2024)

Indiana
(3/11/2024)

Iowa
(3/11/2024)

Kansas
(3/11/2024)

Kentucky
(3/11/2024)

Louisiana
(3/11/2024)

Maine
(3/11/2024)

Maryland
(3/11/2024)

Massachusetts
(3/11/2024)

Michigan
(3/11/2024)

Minnesota
(3/11/2024)

Mississippi
(3/11/2024)

Missouri
(3/11/2024)

Montana
(3/11/2024)

Nebraska
(3/11/2024)

Nevada
(3/11/2024)

New Hampshire
(3/11/2024)

New Jersey
(3/11/2024)

New Mexico
(3/11/2024)

New York
(3/11/2024)

North Carolina
(3/11/2024)

North Dakota
(3/11/2024)

Ohio
(3/11/2024)

Oklahoma
(3/11/2024)

Oregon
(3/11/2024)

Pennsylvania
(3/11/2024)

Rhode Island
(3/11/2024)

South Carolina
(3/11/2024)

South Dakota
(3/11/2024)

Tennessee
(3/11/2024)

Texas
(3/11/2024)

Utah
(3/11/2024)

Vermont
(3/11/2024)

Virginia
(3/11/2024)

Washington
(3/11/2024)

West Virginia
(3/11/2024)

Wisconsin
(3/11/2024)

Wyoming
(3/11/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/25/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/11/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Graham C. Hopper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Graham Christopher Hopper's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

QUASAR DISTRIBUTORS, LLC

BLACKROCK FINANCIAL MANAGEMENT, INC

BLACKROCK INVESTMENTS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW ENGLAND SECURITIES

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2003

Series 63

Date: 9/25/2002

SIE

Date: 10/1/2018

Series 7

Date: 7/11/2002

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

QUASAR DISTRIBUTORS, LLC

TRUST BUT VERIFY

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