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Frank Thomas Sciuto

CFP®
BENTLEY WEALTH ADVISORS
WARWICK, RI
·CRD# 4539482·28 years experience

Professional Summary

Frank Thomas Sciuto, CFP® is a registered financial advisor currently at BENTLEY WEALTH ADVISORS, LLC located in Warwick, Rhode Island. Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Frank has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1992

Years of Experience

28 years in the financial services industry

Current & Past Employments

BENTLEY WEALTH ADVISORS, LLC·CRD# 293311
RIA
117 Metro Center Boulevard Suite 3000, Warwick, RI 02886
January 16, 2019 - Present
BENTLEY WEALTH ADVISORS, LLC·CRD# 293311
RIA
Warwick, RI
August 3, 2018 - December 31, 2018
BENTLEY WEALTH ADVISORS, LLC·CRD# 126007
RIA
Warwick, RI
June 25, 2003 - January 4, 2011
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Warwick, RI
July 15, 2002 - June 12, 2018
1ST GLOBAL ADVISORS INC·CRD# 111133
RIA
Warwick, RI
June 25, 2002 - June 12, 2018
CREATIVE RESOURCES INVESTMENT ADVISORS LLC·CRD# 110484
RIA
Warwick, RI
February 2, 1999 - May 28, 2003

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Current Firm

BW
BENTLEY WEALTH ADVISORS, LLC

BENTLEY WEALTH ADVISORS, LLC

CRD#: 293311
Rhode Island
Registered Investment Advisory firm - Rhode Island (12/31/2018 Approved)

Contact Information

Main Address

117 Metro Center Boulevard Suite 3000, Warwick, RI 02886

Phone Number

(401) 921-2000

# of Employees

12

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE LOUIS A REGNIER TRUST POSITION: CO-TRUSTEE NATURE: TRUST INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2009 ADDRESS: Cranston DESCRIPTION: Duties as set forth in terms of trust. 2) LEFT BANK PROPERTIES, LLC POSITION: MEMBER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2010 ADDRESS: Warwick RI , United States DESCRIPTION: Rental real estate 3) DISANTO, PRIEST & CO. POSITION: Retired Partner NATURE: Tax and accounting services INVESTMENT RELATED: No NUMBER OF HOURS: Full-time position during tax season with the majority of hours occurring during securities trading hours. Less time devoted the remainder of the year. START DATE: 09/01/1985 ADDRESS: Ste 3000, Warwick RI , United States DESCRIPTION: CPA firm 4) THE REGNIER FAMILY LIMITED PARTNERSHIP POSITION: partner NATURE: this activity is dormant. it was set up my the estate attorney for potential discounting of assets however is inactive until the law is established more this year. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/09/2016 ADDRESS: 100 Midway Road, Cranston RI 02920, United States DESCRIPTION: none

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Rhode Island
(1/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2002About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1998About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2002About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Frank Thomas Sciuto's CRS (Customer Relationship Summary).

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