Kevin J. Lynch

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CRD#: 4539458

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin J Lynch, CFP® was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2002. Kevin had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GENERAL AGENT FOR FIXED INSURANCE BUSINESS-YES-1914 STANLEY GAULT PKWY-INSURANCE SALES-GENERAL AGENT- 11/09/2009-3HRS/MO 3 DURING SECURITIES TRADING HOURS.-- CRANE HOUSE/THE ASIA INSTITUTE - NO - 1244 S THIRD ST LOUISVILLE KY 40203 - EDUCATION - BOARD MEMBER/VP TREASURER - 01/09 - 4/4 HRS P/MO - EDCTNL & CLTRL ACTIVITIES.-- CARDIOVASCULAR INNOVATION INSTITUTE-NO-LOUISVILLE, KY-RESEARCH-MEMBER OF DEVELOPMENT COMMITTEE-7/28/11- 2/0 HRS-ATTEND MONTHLY MTGNS & DISCUSS POSSIBLE MARKETING ACTIVITIES. SISTER CITIES OF LOUISVILLE, PRESIDENT 6-10 HOURS PER MONTH, 620 S THIRD STREET, LOUISVILLE KY 4/15/2014 MIDDLETOWN CHRISTIAN CHURCH BOARD MEMBER, 500 WATTERSON TRAIL, LOUISVILLE, KY 40243 1/2013

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Past

January 27, 2010 - January 3, 2023

CERITY PARTNERS OCIO LLC

RIA

CRD#: 151916

LOUISVILLE, KY

Past

November 19, 2009 - November 1, 2011

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

LOUISVILLE, KY

Past

November 19, 2009 - November 1, 2011

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOUISVILLE, KY

Past

December 12, 2006 - April 22, 2008

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

LOUISVILLE, KY

Past

December 12, 2006 - April 22, 2008

FIFTH THIRD SECURITIES, INC.

CRD#: 628

LOUISVILLE, KY

Past

August 7, 2002 - October 10, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LOUISVILLE, KY

Past

June 4, 2002 - October 10, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CERITY PARTNERS OCIO LLC

ARGI INVESTMENT SERVICES | CERITY PARTNERS OCIO LLC | ARGI INVESTMENT SERVICES, LLC

CRD#: 151916 / SEC#: 801-70888

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/6/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 3/7/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/3/2002

General Securities Representative Examination

Current Firm

CERITY PARTNERS OCIO LLC

ARGI INVESTMENT SERVICES | CERITY PARTNERS OCIO LLC | ARGI INVESTMENT SERVICES, LLC

CRD#: 151916 / SEC#: 801-70888

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

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Contact information

Main Address

99 Park Avenue 16th Floor, New York, NY 10016

Mailing Address

Phone number

(212) 850-4260

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CP OCIO LLC ADV PART 2A (9/30/2025)

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 17,346,720,716

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/09/2025	Cover Page	Report
05/04/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin J. Lynch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CERITY PARTNERS OCIO LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/6/2002

Series 31

Date: 3/7/2005

Series 7

Date: 6/3/2002

Current Firm

CERITY PARTNERS OCIO LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CERITY PARTNERS OCIO LLC

TRUST BUT VERIFY

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