Chantelle L. Rosenthal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chantelle Latrice Rosenthal, who also goes by Chantelle Latrice O'toole, Chantelle Latrice Otoole, was a registered financial professional .
Chantelle is a previously registered financial professional and started their career in finance in 2002. Chantelle had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2012 - December 13, 2019
FEDERATED SECURITIES, INC.
October 9, 2009 - December 31, 2010
PRINCIPAL SECURITIES, INC.
May 23, 2006 - December 18, 2007
MML INVESTORS SERVICES, LLC
July 1, 2002 - December 31, 2005
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FEDERATED SECURITIES, INC.
CRD#: 5050 / SEC#: , 8-15644
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
