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MR

Melissa E. Rutigliano

ICR CAPITAL LLC
Norwalk, CT 06851-1080
Some features on this profile are disabled
CRD#: 4539322
MR

Professional summary

Melissa Eve Rutigliano, who also goes by Melissa Eve Calandruccio, is a registered financial professional currently at ICR CAPITAL LLC located in Norwalk, Connecticut.

Melissa is registered as a RR (Registered Representative) and started their career in finance in 2002. Melissa has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 87, Series 55, Series 7, Series 7A and Series 25 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Melissa Eve Calandruccio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Melissa Eve Rutigliano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 10, 2017 - Present

ICR CAPITAL LLC

Office #1: 761 Main Avenue, Norwalk, CT 06851-1080
BD
CRD#: 174952
Norwalk, CT
Past

June 27, 2013 - July 13, 2015

TELSEY ADVISORY GROUP LLC

BD
CRD#: 148234
NEW YORK, NY
Past

May 13, 2005 - June 4, 2013

FM PARTNERS HOLDINGS LLC

BD
CRD#: 134736
NEW YORK, NY
Past

August 29, 2003 - February 3, 2005

NEMCIK & CO. LTD.

BD
CRD#: 34333
HOLMDEL, NJ
Past

May 22, 2002 - May 9, 2005

ALLAN GERSHOWITZ SECURITIES, INC.

BD
CRD#: 32780
WOODBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(7/18/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 11/14/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 4/13/2018
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 87
Date: 8/24/2012
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 55
Date: 4/1/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/11/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 7A
Date: 1/28/2004
Floor Broker Representative Exam
General Industry/Product Exam
RR
Series 25
Date: 9/2/2003
NYSE Trading Assistant Examination
SRO Registrations
RR
FINRA

Current Firm

IC
ICR CAPITAL LLC
ICR CAPITAL LLC

CRD#: 174952 / SEC#: , 8-69583

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
761 Main Avenue, Norwalk, CT 06851-1080
Mailing Address
761 Main Avenue, Norwalk, CT 06851-1080
Phone number
(203) 682-8200
Established
Connecticut since 12/02/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLUE POINT INTERMEDIATE, LLCSOLE MEMBER
GRAY, BENJAMIN NMNCCO1946982
GRIMM, LINDA STEINMANNFINOP/PFO/POO1970620
MCDONALD, DOUGLAS JCEO6034863

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICR CAPITAL LLC

CRD#: 174952Norwalk, CT 06851-1080

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