Stephen T. Scandura
Professional summary
Stephen Thomas Scandura is a registered financial professional currently at MUFG SECURITIES AMERICAS INC. located in New York, New York and INTREPID INVESTMENT BANKERS LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2005. Stephen has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, Series 52TO, SIE, Series 3, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Thomas Scandura's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2015 - Present
MUFG SECURITIES AMERICAS INC.
Office #1: 1221 Avenue Of The Americas 6th Floor, New York, NY, 10020-1001November 4, 2022 - Present
INTREPID INVESTMENT BANKERS LLC
Office #1: 1221 Avenue Of The Americas, New York, NY 10020June 28, 2012 - September 14, 2015
DEUTSCHE BANK SECURITIES INC.
February 8, 2012 - June 14, 2012
RBC CMA LTD
August 19, 2008 - June 14, 2012
RBC CAPITAL MARKETS, LLC
September 8, 2006 - August 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 2006 - August 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 3, 2005 - August 1, 2006
NYLIFE SECURITIES LLC
January 28, 2005 - October 5, 2005
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/4/2022)
(9/11/2015)
(12/2/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
INTREPID INVESTMENT BANKERS LLC
CRD#: 154801 / SEC#: , 8-68674
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUFG AMERICAS HOLDINGS CORPORATION | DIRECT OWNER | |
| BAGDASARIAN, EDUARD | CEO | 1307175 |
| FREEDMAN, JAMES BARRY | MANAGING DIRECTOR, CHAIRMAN | 1616904 |
| MILKMAN, PAUL DAVID | CHIEF INFORMATION SECURITY OFFICER | 1564708 |
| MORIN, STACEY LYNN | CHIEF FINANCIAL OFFICER | 5649422 |
| ROSENBERG, W MICHAEL | SENIOR MANAGING DIRECTOR | 1617639 |
| SCANDURA, STEPHEN THOMAS | CHIEF COMPLIANCE OFFICER | 4539229 |
Red Flags
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