TR
Taretha A. Robinson
FARMERS FINANCIAL SOLUTIONS
Westlake Village, CA 91361
Some features on this profile are disabled
CRD#: 4539081
TR
Professional summary
Taretha Ann Robinson, who also goes by Ann Robinson, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Westlake Village, California.
Taretha is registered as a RR (Registered Representative) and started their career in finance in 2002. Taretha has worked at 5 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ann Robinson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Taretha Ann Robinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2018 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 31051 Agoura Rd., Westlake Village, CA 91361BD
CRD#: 103863
Westlake Village, CA
Past
December 3, 2018 - March 2, 2020
FARMERS FINANCIAL SOLUTIONS, LLC
RIA
CRD#: 103863
WESTLAKE VILLAGE, CA
Past
September 15, 2014 - November 20, 2018
CAPITAL INVESTMENT GROUP, INC.
BD
CRD#: 14752
RALEIGH, NC
Past
September 5, 2014 - November 20, 2018
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
RIA
CRD#: 149124
MORRISVILLE, NC
Past
April 12, 2007 - September 19, 2012
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
MEMPHIS, TN
Past
February 13, 2007 - September 19, 2012
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
October 1, 2002 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
BIRMINGHAM, AL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/30/2020)
RR
Alaska(3/30/2020)
RR
Arizona(3/30/2020)
RR
Arkansas(3/30/2020)
RR
California(11/30/2018)
RR
Colorado(3/30/2020)
RR
Connecticut(3/30/2020)
RR
Delaware(3/30/2020)
RR
District of Columbia(3/30/2020)
RR
Florida(3/30/2020)
RR
Georgia(3/30/2020)
RR
Hawaii(3/30/2020)
RR
Idaho(3/30/2020)
RR
Illinois(3/30/2020)
RR
Indiana(3/30/2020)
RR
Iowa(3/30/2020)
RR
Kansas(3/30/2020)
RR
Kentucky(3/30/2020)
RR
Louisiana(3/30/2020)
RR
Maine(3/30/2020)
RR
Maryland(3/30/2020)
RR
Massachusetts(3/30/2020)
RR
Michigan(3/30/2020)
RR
Minnesota(3/30/2020)
RR
Mississippi(3/30/2020)
RR
Missouri(3/30/2020)
RR
Montana(3/30/2020)
RR
Nebraska(3/30/2020)
RR
Nevada(3/30/2020)
RR
New Hampshire(3/30/2020)
RR
New Jersey(3/30/2020)
RR
New Mexico(3/30/2020)
RR
New York(3/30/2020)
RR
North Carolina(3/30/2020)
RR
North Dakota(3/30/2020)
RR
Ohio(3/30/2020)
RR
Oklahoma(3/30/2020)
RR
Oregon(3/30/2020)
RR
Pennsylvania(3/30/2020)
RR
Rhode Island(3/30/2020)
RR
South Carolina(3/30/2020)
RR
South Dakota(3/30/2020)
RR
Tennessee(3/30/2020)
RR
Texas(1/17/2020)
RR
Utah(3/30/2020)
RR
Vermont(3/30/2020)
RR
Virginia(3/30/2020)
RR
Washington(3/30/2020)
RR
West Virginia(3/30/2020)
RR
Wisconsin(3/30/2020)
RR
Wyoming(3/30/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FARMERS FINANCIAL SOLUTIONS, LLC
FARMERS FINANCIAL SOLUTIONS | FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
31051 Agoura Rd., Westlake Village, CA 91361
Mailing Address
31051 Agoura Rd., Westlake Village, CA 91361
Phone number
(818) 584-0200
Established
Nevada since 12/21/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863Westlake Village, CA 91361TRUST BUT VERIFY
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