Penny L Wasem
CFP®Professional Summary
Penny L Wasem, CFP®, who also goes by Penny L Hubbard, is a registered financial advisor currently at LIFETIME FINANCIAL PLANNING SOLUTIONS, LLC located in Lancaster, Ohio. Penny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Penny has worked at 2 firms.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Penny L Wasem, Penny L Hubbard
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
23 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
LIFETIME FINANCIAL PLANNING SOLUTIONS, LLC | PENNY L. WASEM, CPA, CFP, PFS
Contact Information
Main Address
109 East Main St., Suite 328, Lancaster, OH 43130Mailing Address
P.o. Box 863, Lancaster, OH 43130-0863Phone Number
(740) 653-6339# of Employees
2Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(9/14/2007)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Penny L Wasem's CRS (Customer Relationship Summary).
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